 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent. or authorization regarding any security of a registered...holding company or a subsidiary company thereof in contravention of such rules and regulations or orders as the Commission may prescribe or issue as necessary... | |
 | United States. Securities and Exchange Commission - 1950 - 856 páginas
...regarding any security of a registered holding company or subsidiary company thereof, except solicitations In connection with any reorganization subject to the...connection with any other transaction which Is or will be tbe subject of any application or declaration filed with the Commission, shall be subject to all rules... | |
 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...thereunder." '•loii- 62 under the Holding Company Act (17 CFR 250.62) provides in pertinent part : "No solicitation of any authorization, regarding any security...subsidiary company thereof, in connection with any reorganisation subject to the approval of the Commission, or in connection with any other transaction... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization regarding any security of a registered...holding company or a subsidiary company thereof in contravention of such rules and regulations or orders as the Commission deems necessary or appropriate... | |
 | United States. Securities and Exchange Commission - 1958 - 1232 páginas
...promulgated certain Rules under this section of the Act, including Rule U-61, which provides : "The solicitation of any authorization regarding any security of a registered holding company or subsidiary company thereof, except solicitations in connection with any reorganization subject to the... | |
 | United States. Securities and Exchange Commission - 1953 - 734 páginas
...to distribute the material. In this connection, it may be noted that " Rule U-61 provides that the solicitation of any authorization regarding any security of a registered holding company or subsidiary company shall lie subject to all rules and regulations adopted pursuant to Section 14 (a)... | |
 | United States. Securities and Exchange Commission - 1955 - 920 páginas
...which the Act charges us. Section 12 (e) places on us the responsibility of determining, as to the solicitation of "any authorization regarding any security of a registered holding company . . . ," what rules, regulations or orders are necessary or appropriate in the public interest or for... | |
 | 1943 - 1346 páginas
...connection with a reorganization or transaction which is the subject of an application or declaration. The solicitation of any authorization regarding any security of a registered holding company or subsidiary company thereof, except solicitations in connection with any reorganization or In connection... | |
 | United States - 1953 - 1692 páginas
...or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization regarding any security of a registered...holding company or a subsidiary company thereof in contravention of such rules and regulations or orders as the Commission deems necessary or appropriate... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 páginas
...reorganization of a registered holding company or any subsidiary company thereof, or in connection with any transaction which is or will be the subject of an...application or declaration filed with the Commission pursuant to the provisions of the Public Utility Holding Company Act of 1935 or any rule promulgated... | |
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It shall be unlawful for any person to solicit or to permit the use of his or its name to solicit, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization... 
