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" ... all fees, expenses, and remuneration, to whomsoever paid, in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary company thereof, in any such proceeding, shall be... "
General Rules and Regulations and Forms Under the Public Utility Holding ... - Página 21
por United States. Securities and Exchange Commission - 1937
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Interstate Commerce Commission Reports: Reports and Decisions of the ...

United States. Interstate Commerce Commission - 1950 - 972 páginas
...investors or consumers, require that any or all fees, expenses and remuneration, to whomsoever paid, in connection with any reorganization, dissolution,...receivership of a registered holding company or subsidiary company thereof, in any such proceeding, shall be subject to approyal by tb-- Commission. Other citations...
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Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...Sections 11 (d) and 11 (f) of the Act provides as follows: "All fees, expenses and remuneration whether Interim or final to whomsoever paid for services rendered,...the United States shall be subject to approval by this Commission aa to the maximum amount that may be paid for such services. This rule shall not apply...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...whomsoever paid for services rendered In connection with any reorganization of a registered holding company In any court of the United States shall be subject...maximum amount that may be paid for such services, but this rule does not apply to any payments approved by a court of the United States in any proceeding...
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Decisions and Reports, Volumen27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...the foregoing statutory provision, provides as follows: "All fees, expenses and remuneration, whether Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganisation, dissolution, liquidation, bankruptcy, or receivership of a registered holding company...
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...bankruptcy, or receivership of a registered holding company or a subsidiary company thereof In a conrt of the United States, shall be subject to approval by the Commission as to the maximum amount tbat may be paid for the services rendered by such person, taking Into account the size of the estate,...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...the Commission. 3 Rule U-63 provides that all fees, expenses and remuneration In connection with the reorganization, dissolution, liquidation, bankruptcy...receivership of a registered holding company or subsidiary in any court of the United States, shall be subject to approval by the Commission as to the maximum...
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Decisions and Reports, Volumen18

United States. Securities and Exchange Commission - 1950 - 948 páginas
...SEC 35—5638 Brickley has filed with this Commission an application pursuant to Rule U-63,2 seeking approval by the Commission as to the maximum amount that may be paid him for his services as special counsel. The fees and expenses submitted for our approval are summarized...
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Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940 - 1240 páginas
...which may be allowed to persons S8.KC for services rendered In connection with any proceeding In a reorganization, dissolution, liquidation, bankruptcy...receivership of a registered holding company or subsidiary company In United States courts and that it is not the intent of said rule to require Commission approval...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...liquidation, bankruptcy, or receivership of a registered holding company or a subsidiary company thereof in a court of the United States, shall be subject to approval by the Comnistion as to the maximum amount that may be paid for the services rendered by such penon, taking...
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Decisions and Reports, Volumen4

United States. Securities and Exchange Commission - 1940 - 1176 páginas
...whether Interim or final, to whomsoever paid for services rendered in connection with any proceeding in a reorganization, dissolution, liquidation, bankruptcy,...or receivership of a registered holding company or a .subsidiary company thereof In a court of the United States, shall be subject to approval by the...
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