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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
The Code of Federal Regulations of the United States of America - Página 228
1967
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security" means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 páginas
...Date of report Signature 1 Indicate whether an officer (giving title of office) or director or both. > The term "equity security" means any stock or similar...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1973 - 400 páginas
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term " equity security " means any stock or similar...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) ority, for the purposes of this chapter, to prescribe...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary...
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The Code of Federal Regulations of the United States of America

1988 - 536 páginas
...(2) Planned principal operations have commenced, but there has been no significant revenue therefrom. (i) Equity security. The term "equity security" means...such a security; or any such warrant or right. (j) Fifty-percent-owned person. The term "50-percent-owned person," in relation to a specified person,...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2000 - 714 páginas
...(2) Planned principal operations have commenced, but there has been no significant revenue therefrom. (i) Equity security. The term equity security means...such a security; or any such warrant or right. (j) Fifty -percent-owned person. The term 50-percent-owned person, in relation to a specified person, means...
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The Code of Federal Regulations of the United States of America

1968 - 768 páginas
...policies of a person, whether through the ownership of voting securities, by contract, or otherwise. (d) Equity security. The term "equity security" means...purchase such a security ; or any such warrant or right. (e) Fifty-percent owned person. The term "fifty-percent owned person" means a person in respect of...
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The Code of Federal Regulations of the United States of America

1971 - 592 páginas
...an "equity security". The term "equity security" is defined by section 3(a) (11) of the Act to mean "any stock or similar security; or any security convertible,...purchase such a security; or any such warrant or right; or any other security which the (Board) shall deem to be of similar nature and consider necessary or...
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The Code of Federal Regulations of the United States of America

1989 - 820 páginas
...with § 563b.3(e). (17) Employee. The term "employee" does not include a director or officer. (18) Equity security. The term "equity security" means...warrant or right to subscribe to or purchase such security; or any such warrant or right. (19) Insured Institution. For purposes of this part, the term...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 538 páginas
...the plan of conversion. (16) Employee. The term employee does not include a director or officer. (17) Equity security. The term "equity security" means...warrant or right to subscribe to or purchase such security; or any such warrant or right. (18) FDIC. The term "FDIC" means the Federal Deposit Insurance...
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