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17 CFR-Continued

43 FR

Page Chapter II-Continued Revised..........

21662 239.144 Heading, (a), (b) and

Form 144 revised........... .54231 239.146 Added: eff. 5-3-78.. ..10550

.... 21566

... 45613

...30681

... 22716

1979 17 CFR

44 FR

Page Chapter II 200.19b Revised.......

50834 200.21 (a) revised..........

.50835 200.27 Amended.... 200.30-3 (d) redesignated as (e); new (d) added.....

22716 (a)(28) added.........

.26067 (a)(29) added..

28318 (a)(30) added...

..29644 (a)(31) added... (a)(32) added..

.46793 (a)(33) added...

... 64070 (a)(34) added..

.70458 200.30-4 (a)(5) authority citation correctly added...

18169 (a)(6) added.. (a)(7) added......

.50835 (a)(8) added...

.76774 200.30-5 (e)(3) through (6) added......

76774 200.30-6 (a) through (e) redesig

nated as (b) through (f); new
(a) added...........

21566 (f) redesignated as (g); new (f) added......

22716 (e), (f), and (g) redesignated as

(f), (g), and (h); new (e)
added.........

76774 200.30-13 Added............

3473 200.410 (a) revised...

.32366 200.500-200.511 (Subpart J) Added....

65737 200.550-200.554 (Subpart K) Added........

41176 200.735-8 (e) corrected; footnote

10 correctly designated as 11;
authority citation correctly
added.....

19186 201.20 (a)(1)(xii) and (xiii) re

vised; (a)(1)(xiv) added......... 41177 201.26 (a) and (b) revised.. 75383 201.27 Heading revised... 35207 201.28 Added..........

35207 202.3 (a) amended..

21567 202.5 (b) revised; (f) added. 50835 202.6 (b) revised; (c) added.. 35208 203.2 Revised..........

50835

17 CFR Continued

44 FR Chapter II-Continued

Page 210.3-16 (f)(1) revised....... 45612 Technical correction.....

49651 (r) revised.................

65739 210.3-17 Note added................. 62889 210.3-18 (k)(6) (ii) and (iii) re

vised; (k)(6)(iv) removed;
(k)(6)(v) redesignated as
(k)(9) and revised; (k) (7) and

(8) added........... ........ 57036 (k) introductory text revised......57038 210.4-01 Revised...

.19386 210.5-02 Amended........

.45612 210.5-04 (d) amended...

45613 210.7-03 Amended........ 210.7-06 (d) amended...

45613 210.7a-03 Amended........

45613 210.7a-06 (d) amended.

45614 210.9-02 Corrected......

3960 Amended.................

45614 210.9-05 Amended....

45614 210.11-01 Revised..

.45614 211 Interpretative releases......... 12163, 20075,

33062, 33847, 36156, 40640, 41178, 47537, 57039 230.122 Revised............

50836 230.134 (a)(3)(iii) amended..........52818 230.144 (e)(2) revised; (j) added..............

15612 230.148 (b)(1)(A) added..

15612 230.155 Removed.......

.15613 230.156 Added.......

64072 230.175 Added............ 230.255 (a) and (d) revised........... 33365 230.256 (a) introductory text revised; (i) added..........

33365 230.403 (d) added..

4665 230.424 (a) revised.........

52818 230.434b Revised..

70339 230.434d Added......

52818 230.455 Revised............

21567 230.463 (a) amended............. 21567 231 Interpretative releases.. 16368

21008, 21567, 26739, 43466, 21567, 26739, 43466, 46752,

56924, 61941, 70130, 74808 239.11 Form S-1 amended; eff.

5-1-79............... 239.14 Determination...

4466 Form N-2 amended; eff. 5-179.........

7868 239.15 Determination...

.4466 Form N-1 amended; eff. 5-179.....

7868 239.16b Form S-8 amended; eff. 5-1-79............

....11214

.....38814

...7868

17 CFR-Continued

44 FR Chapter II-Continued

Page Corrected............

11214 239.27 Form S-16 amended...8247,

70132 239.28 Added........

21567 239.90 Form 1-A amended........... 33365

... 63669

..... 63669

17 CFR—Continued

45 FR Chapter II—Continued

Page 210.3-11 Redesignated as 210.4

05............. New 210.3-11 added...

63687 210.3-12 Removed......

63669 New 210.3-12 added............. 63687 210.3-13 Redesignated as 210.4

06........... New 210.3-13 added...

63687 210.3-14 Removed........

63669 New 210.3-14 added........... 63687 210.3-15–210.3-16

Redesignated as 210.4-07 and
210.4-08...............

63669 New 210.3-15 and 210.3-16 added.............

63687 210.3-17 Redesignated as 210.409..........

..63669 210.3-18 (k) introductory text revised.....

27749 Redesignated as 210.4-10............63669 210.3A-01-210.3A-08

Undesignated center heading
and text redesignated from

210.4-01 through 210.4-08....... 63687 210.4-01-210.4-04

Undesignated center heading
and text redesignated as
210.3A-01 through 210.3A-

04................
New 210.4-01-210.4-04 redesig-

nated from 210.3-01 through

210.3-04 and revised................ 63669 210.4-05 Redesignated

as 210.3A-05....

63687 New 210.4-05 redesignated

from 210.3-11 and revised....... 63669 210.4-06 Redesignated

as 210.3A-06............

63687 New 210.4-06 redesignated

from 210.3-13 and revised....... 63669 210.4-07 Redesignated 210.3A-07...... .....

63687 New 210.4-07 redesignated

from 210.3-15 and revised....... 63669 210.4-08 Redesignated

as 210.3A-08................

63687 New 210.4-08 redesignated

from 210.3-16 and revised....... 63669 210.4-09 Redesignated from 210.3-17..............

63669 210.4-10 Redesignated from

210.3-18 and (k)(5)(vii)
added.....

63669 210.5-01-210.5-04 Revised.. .63671 210.5-03 Amended......

.76977

1980 17 CFR

45 FR

Page Chapter II 200.21a Added.........

.46352 200.30-1 (d)(2)(i) and (5) revised..........

76976 200.30-3 (a)(27) revised; eff. 4-580............

12391 (a)(35) added....

.18914 200.30-4 (a)(8) correctly designated..........

.7781 200.30-5 (a)(1)(xxi) through

(xxiv) redesignated as
(a)(1)(xxii) through (xxv);

new (a)(1)(xxi) added..... ... 8002 (b) revised.........

.57702 (b-2) added........

57707 Correctly designated........... 67659 200.30-6 (e) through (h) correctly designated...........

7781 200.30-8 (a)(4), (5), and (6) added............

74905 200.83 Added.... 200.735-1-200.735-18 (Subpart

M) Revised.................... 36064 200.735-3 (b)(6)(iii) and footnote 7 corrected...

.... 40975 200.735-4 Footnote 11 and (b)

(6)(vi)(B) corrected............. 40975 200.735-6 Corrected....

.40975 200.735-11 Footnote 25 corrected......

.40975 201.24 Revised............

63658 210 Heading revised...

.63687 210.1-01 (c) amended..

.63680 (a) revised..........

.63687 210.1-02 (t) through (y) redesig

nated as (u) through (z); new
(t) added..........

.63668 210.2-02 (e) removed..

63668 210.3-01-210.3-04

Redesignated as 210.4-01

through 210.4-04........... 63669 New 210.3-01-210.3-04 added... 63687 210.3-05—210.3-10 Removed....... 63669 New 210.3-05 through 210.3-10 added..............

63687 210.3-09 (a) revised.

76977

...... 63687

..... 62421

as

....63676

17 CFR-Continued

45 FR Chapter II—Continued

Page 210.6-02 Introductory text,

(c)(1), (e), and (k) amended..... 63680 210.6-03 Amended......

.63680 210.6-10 Revised......

.63674 210.6-13 Revised....

.63675 210.6-21 Introductory text,

(c)(1), and (h) amended........... 63680 210.6-22 Amended......

.63680 210.6-24 Revised........

...63675 210.6-31 Introductory text amended............

63680 210.6-34 Revised............

..63676 210.7-02 (a) amended..

63680 210.7-03 (a) amended.

63680 210.7-04 Amended........

63680 210.7-05 Amended....

..63680 210.7-06 Revised........

63676 210.7A-02 (a) amended..

...63680 210.7A-03 (a) amended..

63680 210.7A-04 Amended.....

... 63680 210.7A-05 Amended...

63680 210.7A-06 Revised................ 210.9-01 (b)(1) and (2) revised.....63677 (c) amended...........

63680 210.9-02 Amended; eff. 12-1580.........

15926 Amended..

63677, 63680 210.9-03 Amended; eff. 12-1580.............

15926 Amended..............

63680 210.9-04 (f) revised; eff. 12-1580................

15926 210.9-05 Amended...

...15926 Revised................

63677 210.11-01 Amended......

.63680 210.11-02 Amended......

.63680 210.11A-02 (a) amended.. .....63680 210.12-01 Revised................ .63678 210.12-02 Heading revised........... 63678 210.12-03 Heading revised.......... 63678 210.12-04 Revised......

...63678 210.12-05 Revised..

.63679 210.12-06 Amended......... 210.12-08 Removed........... 63678 New 210.12-08 redesignated from 210.12-12.....

63679 210.12-09 Removed..

.63678 New 210.12-09 redesignated

from 210.12-13 and heading
revised...

63679 210.12-10 Revised...

.63679 210.12-11 Removed.......

63678 New 210.12-11 redesignated

from 210.12-16 and revised..... 63679

17 CFR-Continued

45 FR Chapter II—Continued

Page 210.12-12 Redesignated

as 210.12-08; new 210.12-12 re

designated from 210.12-19...... 63679 210.12–13 Redesignated as

210.12-09; new 210.12-13 re

designated from 210.12-21...... 63679 210.12-14 Removed....................... 63678 New 210.12-14 redesignated from 210.12-22......

63679 210.12-15 removed.......

63678 New 210.12-15 redesignated from 210.12-27..........

63679 210.12-16 Redesignated

as 210.12-11; new 210.12-16 re

designated from 210.12-29...... 63679 210.12-17 Redesignated from 210.12-31...............

63679 210.12–18 Redesignated from 210.12-31a...........

63679 210.12-19 Redesignated

as 210.12-12; new 210.12-19 re

designated from 210.12-33...... 63679 210.12-20 Redesignated from 210.12-34..........

63679 210.12-21 Redesignated

as 210.12-13; new 210.12-21 re

designated from 210.12-35...... 63679 210.12-22 Redesignated as

210.12-14; new 210.12-22 re

designated from 210.12-36...... 63679 210.12-23 Redesignated from 210.12-37..........

63679 210.12-24 Redesignated from 210.12-38.............

63679 210.12-25 Redesignated from 210.12-39..........

63680 210.12-26 Redesignated from 210.12-40..............

63680 210.12-27 Redesignated

as 210.12-15...........

63679 New 210.12-27 redesignated from 210.12-41...........

63680 210.12-28 Redesignated from 210.12-42.....

63680 210.12-29 Redesignated

as 210.12-16....

63679 New 210.12-29 redesignated from 210.12-43..........

63680 210.12-31 Redesignated as 210.12-17..............

63679 210.12-31a Redesignated 210.12-18...............

63679 210.12-33 Redesignated

as 210.12-19.

.63679

...63679

as

..... 63679

17 CFR-Continued

45 FR Chapter II—Continued

Page 239.12 Form S-2 amended...58828,

63691 239.13 Form S-3 amended........... 63691 239.15 Form N-1 amended...57707,

67082, 73906 239.16 Form S-6 amended........... 57707 239.16b Form S-8 amended........ 13441,

58828, 76978 239.18 Form S-11 amended...58829,

63645, 63691, 76979 239.23 Form S-14 amended......... 58829 239.26 Form S-7 amended...23652,

58828, 63645, 63691, 76979 239.27 Form S-16 amended...58829,

76979 239.28 Form S-18 amended...58829,

76979 239.29 Added.....

63654 239.242 Added..

6370 239.246 Added; interim.......

....75183

17 CFR-Continued

45 FR Chapter II-Continued

Page 210.12-34 Redesignated

as 210.12-20............ 210.12-35 Redesignated as 210.12-21.......

63679 210.12-36 Redesignated

as 210.12-22............

63679 210.12-37 Redesignated as 210.12-23............

63679 210.12-38 Redesignated

as 210.12-24............

63679 210.12-39 Redesignated as 210.12-25............

63680 210.12-40 Redesignated

as 210.12-26...........

63680 210.12-41 Redesignated as 210.12-27...........

63680 210.12-42 Redesignated as 210.12-28............

63680 210.12-43 Redesignated

as 210.12-29..

63680 211 Interpretative releases.............. 20,

1416, 14022, 68388 229.20 Item 7 added.

58825 Item 1 amended....

... 63641 Item 7 amended......... 63641, 63658 Items 9, 10, and 11 amended....... 63641 Item 12 added........

63680 Items 3, 5, 6, 7, and 9 amended... 76977 Item 4 revised...

76991 230.144 (a)(3) revised....

6367 (e)(1) revised; eff. 4-5-80............. 12391 230.148 (b)(1) revised; eff. 4-580.......

12391 (b)(1) corrected.............

29275 230.242 Added... (c) revised..........

71776 230.403 (e) added........... 230.411 (b) revised...

.63659 230.434d (a) (4) and (5) revised; (a)(6) added........

67082 230.436 (c) and (d) added... .... 1605 230.464 Added.......

13440 230.465 Added...

57706 230.473 (d) added...

13440 230.475a Added. 230.477 Revised......

13440 230.485 Introductory text revised............

13441 231 Interpretative releases........... 3258,

8962, 47140, 61609, 63644, 63692,

72644 Policy statement...17954, 21629,

49917 239.11 Form S-1 amended...58828,

63644, 63691, 76978

.....16255

..... 6367

.....58828

1981 17 CFR

46 FR

Page Chapter II 200.21 (b) revised......... 200.30-1 (d)(8) revised...... 10905 (c) through (g) redesignated as

(e) through (i); new (c) and
(d) added........

13507 200.30-3 (a)(36) added..

40003 (a)(37) added.............

.49837 (a)(4) revised.............

58291 Technical correction...

59532 200.30-5 (C-1) added......

.11811 (a)(1) (xxvi) through (xxx) added......

60192 200.30-6 (d) revised........... 40002 200.80e Revised.....

7951 200.800 (Subpart N) Added. 53036 201.17 (g)(3) added....

43137 202.5 (a) revised.......

47532 210.1-01 (a)(4) revised........ 36124

(a)(4) effective date clarified..... 37244 210.1-02 (v) revised; (aa) added...56178 210.2-05 Revised........

.40872 210.3-01 (f) revised........

.12491 (g) added.....

36124 (g) effective date clarified. 37244 210.3-02 (b) revised.......

12491 (c) added...................

36125 (c) effective date clarified.. 210.3-03 Removed.........

56179 210.3-04 Removed........

56179

.... 13440

.....37244

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17 CFR-Continued

46 FR Chapter II—Continued

Page 210.3-05 Removed.......

56179 210.3-09 Revised............

...56179 210.3-10 Heading and (a) revised........

56179 210.3-12 (a) and (b) revised.. 12491 (d) added......

36125 (d) effective date clarified.......... 37244 210.3-17 Redesignated from 210.10-01 and revised..

12489 210.3-18 Added.......

36125 Effective date clarified............ 37244 (c) corrected..........

... 46795 210.3A-02 (e) removed.. ....56179 210.3A-03 Removed;

new 210.3A-03 redesignated from 210.3A-04............

56179 210.3A-04 Redesignated as

210.3A-03; new 210.3A-04 re

designated from 210.3A-06......56179 210.3A-05 Removed;

new 210.3A-05 redesignated from 210.3A-08............

56179 210.3A-06 Redesignated as 210.3A-04............

56179 210.3A-07 Removed.....

56179 210.3A-08 Redesignated as 210.3A-05........

56179 210.4-08 (e) revised; (g) through

(k) redesignated as (h)

through (1); new (g) added...... 56179 210.5-01 (a)(5) revised............. 54335 210.5-02 Amended.... 210.5-04 Schedules V and VI revised..........

48137 (a) and Schedule III revised.. 56180 210.6-03 Amended....

43412 210.6-22 Amended......

43412 210.7-01-210.7-05

Undesignated center heading
revised......

54335 210.7-01 Revised... 210.7-02 Revised.

54335 210.7-03 Revised....

.54335 210.7-04 Revised....

.54336 210.7-05 Revised....

.54337 210.7-06 Removed.....

54335 210.7A-01-210.7A-06

Undesignated center heading

and sections removed...............54337 210.10-01 Redesignated

as 210.3-17 and revised; new

210.10-01 added............. 12489 210.12-01 Revised.. 210.12-04 Revised..

56180 210.12-15 Revised.....

54337 210.12-16 Revised...

.54338

17 CFR-Continued

46 FR Chapter II—Continued

Page 210.12-17 Revised..........

54338 210.12–18 Removed.......

54338 211 Interpretative releases... 11513,

12698, 15496, 22569, 36127,

63252 Interpretative release removals........

43412, 50947 229.20 Item 7 amended............ .11953

Items 7 and 11 amended........... .12488 Item 12 amended..........

...13990 230.144 (e)(2), (f), and (h) revised; (k) added..........

12197 230.172 Removed.......

.19456 230.173 Removed...........

.19456 230.175 (b) and (c)(3) revised...... 12492 Revised............

13990 (b)(1) introductory text and

(ii), (2), (c) introductory text
and (4) revised...........

19457 230.180 Added.........

58291 230.242 (a)(5)(v) revised..

13508 (h)(3) revised; eff. 4-24-81.......... 18532 (a)(5)(ii) revised; eff. 4-27-81..... 18950 (a)(5)(iii) removed; (a)(5)(iv) re

designated as (a)(5)(iii) and
revised; (a)(5)(v) redesignated

as (a)(5)(iv) and amended........31880 230.251 Amended...........

41767 230.252 (c), (d), and (e) revised;

(f) redesignated as (g) and re

vised; new (f) added.............. 230.253 (c)(1) revised........... 41767 230.254 (b) and (d)(1) revised...... 41767 230.255 Revised.............

41767 230.256 (a) introductory text

and (1), (b) and (c) introduc-
tory text revised; (d) re-
moved; (e) through (i) redes-
ignated as (d) through (h)
and revised.........

.41768 230.257 Introductory text and (a) revised...............

41769 230.258 Introductory text and (c) revised......

41769 230.259 Revised....

41769 230.260 Revised.........

41769 230.261 (a) introductory text,

(2) and (4), (b) and (d) re

vised........... ............ 41770 Section designation corrected.... 42655 230.262 (a) introductory text re

vised.......... 230.263 Revised..

41770 230.264 Revised..

41770 230.463 Revised...

48142

... 43412

.... 13507

....54335

...54337

... 41770

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