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....63679 .... 63678

....63674

17 CFR Continued

45 (467) FR Chapter II—Continued

Page New 210.4-07 redesignated

from 210.3-15 and revised....... 63669 210.4-08 Redesignated

as 210.3A-08...........

63687 New 210.4-08 redesignated

from 210.3-16 and revised....... 63669 210.4-09 Redesignated from 210.3-17.................

63669 210.4-10 Redesignated from

210.3-18 and (k)(5)(vii)
added...

63669 210.5-01-210.5-04 Revised..

...63671 210.5-03 Amended....

.76977 210.6-02 Introductory text,

(c)(1), (e), and (k) amended.....63680 210.6-03 Amended....

.63680 210.6-10 Revised....... 210.6-13 Revised.......

.63675 210.6-21 Introductory text,

(c)(1), and (h) amended........... 63680 210.6-22 Amended.....

.63680 210.6-24 Revised.......

.63675 210.6-31 Introductory text amended............

.63680 210.6-34 Revised.......

..63676 210.7-02 (a) amended...

63680 210.7-03 (a) amended..

63680 210.7-04 Amended....

.63680 210.7-05 Amended.... 210.7-06 Revised.......

.63676 210.7A-02 (a) amended......

...63680 210.7A-03 (a) amended..

... 63680 210.7A-04 Amended.....

63680 210.7A-05 Amended........... .63680 210.7A-06 Revised........

.63676 210.9-01 (b)(1) and (2) revised.....63677 (c) amended.............

63680 210.9-02 Amended........ .63677, 63680 210.9-03 Amended.. 210.9-05 Revised......

.63677 210.10-01 Redesignated

as 210.3-17 and revised; new

210.10-01 added................ 210.11-01 Amended.....

...63680 210.11-02 Amended.......... 210.11A-02 (a) amended.... .63680 210.12-01 Revised.............. 210.12-02 Heading revised........... 63678 210.12-03 Heading revised........... 63678 210.12-04 Revised........... 210.12-05 Revised.....

.63679 210.12-06 Amended..

.63679 210.12-08 Removed............. .63678

17 CFR-Continued

45 (467) FR Chapter II-Continued

Page New 210.12-08 redesignated from 210.12-12...

63679 210.12-09 Removed.......... 63678 New 210.12-09 redesignated

from 210.12-13 and heading
revised....

63679 210.12-10 Revised...... 210.12-11 Removed.... New 210.12-11 redesignated

from 210.12-16 and revised..... 63679 210.12-12 Redesignated

as 210.12-08; new 210.12-12 re

designated from 210.12-19...... 63679 210.12-13 Redesignated

as 210.12-09; new 210.12-13 re

designated from 210.12-21...... 63679 210.12-14 Removed.......... 63678 New 210.12-14 redesignated from 210.12-22....

63679 210.12-15 removed........... 63678 New 210.12-15 redesignated from 210.12-27....

63679 210.12-16 Redesignated as

210.12-11; new 210.12-16 re

designated from 210.12-29...... 63679 210.12-17 Redesignated from 210.12-31..........

63679 210.12-18 Redesignated from 210.12-31a.........

63679 210.12-19 Redesignated as

210.12-12; new 210.12-19 re

designated from 210.12-33...... 63679 210.12-20 Redesignated from 210.12-34...........

63679 210.12-21 Redesignated as

210.12-13; new 210.12-21 re

designated from 210.12-35...... 63679 210.12-22 Redesignated as

210.12-14; new 210.12-22 re

designated from 210.12-36...... 63679 210.12-23 Redesignated from 210.12-37.....

63679 210.12-24 Redesignated from 210.12-38........

63679 210.12-25 Redesignated from 210.12-39............

63680 210.12-26 Redesignated from 210.12-40...............

63680 210.12-27 Redesignated

as 210.12-15...............

..... 63679 New 210.12-27 redesignated from 210.12-41.......

.... 63680 210.12-28 Redesignated from 210.12-42.......

63680

......

...63680

.......

....63680

.........

........ †12489

....63680

....63678

......63678

NOTE: Symbol (†) refers to 1981 page numbers.

17 CFR Continued 45 (467) FR Chapter II-Continued

Page 210.12-29 Redesignated

as 210.12-16..........

63679 New 210.12-29 redesignated

from 210.12-43............... 63680 210.12-31 Redesignated

as 210.12-17..........

63679 210.12-31a Redesignated

as 210.12-18..........

63679 210.12-33 Redesignated as 210.12-19..........

63679 210.12-34 Redesignated

as 210.12–20.......

63679 210.12-35 Redesignated

as 210.12-21..........

63679 210.12-36 Redesignated

as 210.12-22..........

63679 210.12-37 Redesignated

as 210.12-23..........

63679 210.12-38 Redesignated as 210.12-24....

63679 210.12-39 Redesignated as 210.12-25..........

63680 210.12-40 Redesignated 210.12-26..........

63680 210.12-41 Redesignated

as 210.12-27....

63680 210.12-42 Redesignated

as 210.12-28..........

63680 210.12-43 Redesignated

as 210.12-29..........

63680 211 Interpretative releases... 68388 Interpretative releases... †11513,

12698, 15496 229.20 Item 7 added.....

58825 Item 1 amended........

63641 Item 7 amended... .....63641, 63658 Items 9, 10, and 11 amended.......63641 Item 12 added.............

63680 Items 3, 5, 6, 7, and 9 amended... 76977 Item 4 revised.......

76991 Item 7 amended...

†11953 Items 7 and 11 amended.... .†12488 Item 12 amended..........

.†13990 230.144 (e)(2), (f), and (h) revised; (k) added.....

†12197 230.148 (b)(1) corrected..

29275 230.172 Removed.......... .†19456 230.173 Removed......

†19456 230.175 (b) and (c)(3) revised.... †12492 Revised........

†13990 (b)(1) introductory text and

(ii), (2), (c) introductory text
and (4) revised........

†19457 230.242 (c) revised.....

71776

17 CFR-Continued

45 (461) FR Chapter II—Continued

Page (a)(5)(v) revised..........

†13508 (h)(3) revised; eff. 4-24-81........ †18532

(a)(5)(ii) revised; eff. 4-27-81... †18950 230.252 (c), (d), and (e) revised;

(f) redesignated as (g) and re

vised; new (f) added................ †13507 230.403 (e) added........

...58828 230.411 (b) revised........... ...63659 230.434d (a) (4) and (5) revised; (a)(6) added.........

67082 230.465 Added..

.57706 231 Interpretative releases...47140,

61609, 63644, 63692, 72644 Interpretative releases... +3500, 8446,

16670 Policy statement........

.49917 239.0-1 Revised...

.†17757 239.11 Form S-1 amended...58828,

63644, 63691, 76978 239.12 Form S-2 amended...58828,

63691 239.13 Form S-3 amended.......... 63691

Removed; eff. 4-27-81............... †18949 239.15 Form N-1 amended...57707,

67082, 73906 239.16 Form S-6 amended........... 57707 239.16b Form S-8 amended...58828,

76978 239.18 Form S-11 amended...58829,

63645, 63691, 76979 239.23 Form S-14 amended......... 58829 239.26 Form S-7 amended...23652,

58828, 63645, 63691, 76979 239.27 Form S-16 amended...58829,

76979 239.28 Form S-18 amended...58829,

76979 Form S-18 amended.......... †11954 Form S-18 amended; eff. 4-2781..........

†18949 239.29 Added..

..63654 239.242 (b) revised......

†18532 239.246 Added; interim............ .75183 Added.

†18532 239.507–239.517 (Subpart

C)
Removed......

†17757

as

........

1981-1982 (Regulations published from April 1,

1981 through March 31, 1982) 17 CFR

46 (47A) FR

Page Chapter I 1 Authority citation..................... 54515

NOTE: Symbol (†) refers to 1981 page numbers.

..........

17 CFR-Continued

46 (47A) FR Chapter I-Continued

Page NOTE: Symbol (A) refers to 1982 page numbers. 1.3 (aa) effective date deferred to 7-1-82................

.24940 (d), (h), (n), (p), (r), (s), (x), (y)

introductory text, (2)(iii), (B),
(C), (v)(B) and (C), (bb), and
(cc) revised; (y)(2)(viii)
amended; (gg) through (kk)
added...........

54515 (bb) corrected...........

55925 1.7–1.9 Undesignated center

heading removal effective de-
ferred to 7-1-82............

24940 1.7 Removal effective date de

ferred to 7-1-82................. 24940 Revised (to be removed 7-182)................

48917 1.9 Removal effective date de

ferred to 7-1-82.............. 24940 Revised............

48917 Redesignated as 3.2; eff. 7-182...........

48917 1.10-1.18 Undesignated center

heading effective date de

ferred to 7-1-82............... 24940 1.10 Heading revision and (a)(1)

removal effective date de

ferred to 7-1-82......................... 24940 (a), (b), and (f) OMB number.....63035 1.10a-1.10e Removal effective

date deferred to 7-1-82............ 24940 1.10a OMB number... 1.10b OMB number.........

63035 1.100 OMB number...

.63035 1.100 OMB number...

63035 1.10f Added...............

48917 Redesignated as 3.33; eff. 7-182................

.48918 OMB number......

.63035 1.11 Removal effective date de

ferred to 7-1-82................ 24940 1.12 OMB number.. 1.13-1.15 Removal effective

date deferred to 7-1-82............ 24940 1.14 OMB number.............

... 63035 1.15 OMB number....

63035 1.16 (a)(4) added......

54516 OMB number......

17 CFR Continued

46 (47A) FR Chapter 1-Continued

Page 1.17 (b) (2) and (5), (c)(1) (ii)

and (iii), (2)(ii)(C), and (5)
(viii) through (x), (d)(1)(ii),
(e), and (j)(2) revised;
(c)(5)(xi) removed, (c)(5)(xii)
redesignated as new (c)(5)(xi)
and revised; new (c)(5)(xii)
added....

54516 (c)(1)(iii) and (5)(x)(A), (e), and (j)(2)(i) corrected..

.55925 OMB number...

.63035 1.18 OMB number.

.63035 1.19 Revised.......

54518 1.20 Revised.....

54518 OMB number.

.63035 1.21 Revised.....

54519 1.22 Revised.

54519 1.23 Revised..

54519 OMB number.

63035 1.24 Revised.....

54519 1.25 Revised.....

54519 1.26 Revised...

54519 OMB number..

63035 1.27 Revised..

54520 OMB number..

63035 1.28 Revised..

54520 1.29 Revised......

54520 1.30 Revised............

54520 1.31 OMB number..

..63035 1.32 Revised......

54520 OMB number. 1.33 Revised.....

26000 Technical correction....... 27473 Effective date deferred to 8-2481...........

34790 Revised..

54520 (c) OMB number..

63035 1.34 Revised....

54521 OMB number.... 1.35 Heading, (a), (a-1), (b), (d),

(e), and (h) revised....... .54521 (b)(1) corrected....

55925 OMB number..

.63035 1.36 Revised.....

54522 OMB number..

.63035 1.37 Revised.......

54523 (a) corrected....

.55925 (b) OMB number.

.63035 1.38 Revised..........

54523 OMB number.. 1.39 (a) introductory text, (2), and (4) revised.....

54523 OMB number........ 1.40 OMB number..

.63035

.... 63035

... 63035

... 63035

...63035

.... 63035

63035

NOTE: Symbol (A) refers to 1982 page numbers.

.....63035 .... 63035 .... 63035

.... 63035

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...63035

.... 63035

17 CFR-Continued 46 (47A) FR

Page Chapter 1-Continued 1.41 (a)(2), (4) (i), (ii) introduc

tory text, (C) and (G), and
(5)(b) introductory text, (c)
introductory text, (d), and (g)
revised..........

54523 OMB number..

.63035 1.42 OMB number.

..63035 1.43 OMB number.

.63035 1.44 OMB number.

.63035 1.46 (a), (b), and (d) introducto

ry text revised; (d)(1) added....54524 OMB number........ 1.47 OMB number..... 1.48 OMB number..

.63035 1.50 Revised.......

54525 OMB number.... 1.51 (a) introductory text, (1), (3), and (4) revised...

54525 OMB number...... 1.52 (c)(2) revised.

54525 OMB number.......

.63035 1.55 OMB number.. 1.56 Added....

.62844 1.60 OMB number.

.63035 1.61 Added...

...50945 OMB number...... 1 Appendix A redesignation as

Part 3 Appendix A effective
date deferred.........

24940 Form 1-FR revised..

.54535 3 Effective date deferred to 7-182...........

24940 3.2 Redesignated from 1.9 and

revised; eff. 7-1-82........... 48917 3.10 (a)(2)(i) and (c)(1) amended; eff. 7-1-82.......

24943 Correctly designated....

26299 3.11 (a) added; eff. 7-1-82. 24942

(b)(1) amended; 7-1-82....... 24943 Correctly designated....

26299 3.12 (c)(1) (ii), (iii), and (d)(3) re

vised; (c)(1)(iv) added; eff. 7-
1-82....

24942
(a), (c)(3), and (d)(1) amended;
eff. 7-1-82.........

.24943 Correctly designated...

26299 3.13 (a)(2)(i) and (c)(1) amended; eff. 7-1-82...

24943 Correctly designated.................. 26299 3.14 (a)(2)(i) and (c)(1) amended; eff. 7-1-82...

24943 Correctly designated............. 26299 3.30 Added; eff. 7-1-82......

Heading corrected.......... .26299

...63035

17 CFR-Continued

46 (474) FR Chapter 1-Continued

Page 3.31 (c)(2) and (d) added; eff. 71-82..........

24943 3.33 Redesignated from 1.10f; eff. 7-1-82..

.48918 3 Appendix A redesignation

from Part 1 Appendix A ef

fective date deferred.. ........ 24940 4 Revised..............

26013 4.1 Effective date deferred to 824-81.....

34799 OMB number.

.63035 4.2 Effective date deferred to 824-81..........

34799 OMB number............

63035 4.13 (c) and (c) effectve date de

ferred to 8-24-81............. 34799 OMB number......... 4.14 (a) introductory text corrected...........

26761 4.20 (a) revised..

34311 OMB number......

.63035 4.21 (a) introductory text, (17)

(i) and (ii), and (18) correct-
ed.........

26761
Effective date deferred to 8-24-
81................

... 34799 OMB number. 4.22 Effective date deferred to 8-24-81..........

.34799 OMB number..

..63035 4.23 Effective date deferred to

8-24-81................ OMB number..... 4.31 (a)(8) (i), (ii), and (9) corrected.............

.26761 Effective date deferred to 8-24

81.............
(f)(2) corrected....

56171 OMB number......

..63035 4.32 Effective date deferred to 8-24-81.................

.34799 OMB number..

63035 4.41 OMB number.

.63035 7.201 Added.......

57464 8 Authority citation....

54525 8.03 (f) revised.........

54525 8.07 OMB number....

63036 8.09 OMB number. 8.11 OMB number.

63036 8.14 OMB number..

63036 8.16 OMB number......

63036 8.17 OMB number.

63036 8.18 OMB number...

..63036 8.19 OMB number......

.... 63036 8.26 OMB number...

.. 63036

... 63035

...34799 ... 63035

........... 34799

...63036

.... 24943

NOTE: Symbol (A) refers to 1982 page numbers.

C

... 63036

....59966

17 CFR Continued

46 (47A) FR Chapter 1-Continued

Page 9 Authority citation......

54525 9.2 (d) revised..........

.54525 9.5 OMB number......

63036 9.11 OMB number....

.63036 9.12 OMB number.. 9.21 OMB number....

63036 9.22 OMB number.....

.63036 9.34 OMB number.....

63036 9.35 OMB number....

63036 10.102 (f) added.........

A5999 12.101 (f) added.........

A5999 15 Authority citation.....

54525 15 OMB number......

.... 63036 15.00 (b) effective date deferred..........

26472 (b) effective date corrected to 6-21-81............

..29931 Heading, introductory text,

(a)(1), and (b) through (e) re

vised; (j) and (k) added............ 54525 (b)(1) introductory text and (i) revised................

59964 15.01 (a) and (b) revised; (e) removed.....

59964 15.02 Revised.........

59964 15.03 (a) revised; (c) removed.. 59964 16 Revised......

54526 OMB number..

... 63036 16.00 (a) and (e) effective date

deferred............ (a) and (e) effective date corrected to 6-21-81......

29931 Authority delegation..

61250 OMB number..........

63036 16.01 Authority delegation.... OMB number.........

... 63036 16.02 (c) and (d) effective date deferred...........

.....26472 (c) and (d) effective date cor

rected to 6-21-81............. Heading and (a) revised.. 59965

Authority delegation........... 61250 16.04 Authority delegation..... 61250 16.06 OMB number......

.63036 17 Authority citation...

54528 Heading revised.......

59965 OMB number..........

.63036 17.00 (a) effective date deferred.....

26472 (a) effective date corrected to 6-21-81................

.29931 (a) (1) and (2) introductory text and (i) revised.......

.54528

17 CFR-Continued

46 (47A) FR Chapter 1-Continued

Page
Heading, (a) heading and (1),

and (b) revised; (c) redesig-
nated as (f), (d) removed; new

(c), (d), and (e) added........... 59965 17.01 Revised........

54528 (b) introductory text, (3), (4),

and (7), revised; (b) (9), (10),
and (11) redesignated as (b)
(10), (11), and (13), and re-
vised; (b) (9) and (12) and (d)
added...........

.59966 OMB number.....

...63036 17.02

(a) revised......... 17.03 Revised....

59966 17.04 Heading, (a) and (b) intro

ductory text revised............. 59966 18 Authority citation........... 54528 OMB number........

63036 18.00 Introductory text, (a), (c),

(h)(2) (v) and (vi) effective
date deferred...

26472 Introductory text, (a), (c),

(h)(2) (v) and (vi) effective

date corrected to 6-21-81.........29931 Introductory text and (h)(2) in

troductory text and (i) re-
vised; (h)(2)(ii) removed;
(h)(2) (iii), (iv), (v), and (vi)
redesignated as (h)(2) (ii),

(iii), (iv), and (v)........... .59966 18.03 Removed...........

.59967 18.04 (a) introductory text, (1),

(2), (6), and (7) revised; (a)(9)
and (d) redesignated as (a)
(10) and (11) and revised, new
(a)(9) added.........

59967 (b) (1) and (3) removed; (b) (2),

(4), (5), and (6) redesignated
as (b) (1), (3), (4), and (5); new
(b)(2) added; new (b)(1) and
(c)(4) revised; (e) redesignat-
ed as (d) and revised....

59967 18.05 Revised...

54528 Revised............

59967 OMB number.. 18.07 Removed..

.59967 19 OMB number.......... 21 Authority citation...... 54529 Heading revised............

59967 OMB number....... 21.02 (b) effective date deferred........

....... 26472 (b) effective date corrected to 6-21-81...

.29931 Revised......

54529

.....26472

..... 61250

...... 29931

.... 63036

.... 63036

.... 63036

NOTE: Symbol (A) refers to 1982 page numbers.

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