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... 26955

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a

R-Continued

45 (467) FR r 1-Continued

Page (c) revised.....

26953

26953 (a), (b), and (c) revised; (f) ended..............

..... 26954 (b) revised; (d) amend

26954 omenclature change...... 26954 (c) revised..............

26954 (f) amended.

26954 (c) amended.

26955 (b) amended..

26955 ppendix A amended......... (f) amended; (g) added....... 26955 (b)(3) amended.............. 26955 Nomenclature change........ 26955 Nomenclature change........ 26955 (a) and (b)(1) amended.......26955 (b) amended......

26955 Revised......

47137 2r II (b) revised........

.†16255 1 Added...... 1 (d)(2)(i) and (5) reed.........

76976 ) revised.....

.†10905 hrough (g) redesignated as through (i); new (c) and added.........

†13507 -5 (b) revised.

... 57702 added..... ectly designated.... ... 67659 added.....

†11811 -8 (a)(4), (5), and (6) ded.........

74905 e Revised....

†7951 Added.....

.62421 5-1-200.735-18 (Subpart Revised....

36064 5-3 (b)(6)(iii) and footte 7 corrected.............. 40975 5-4 Footnote 11 and (b) (vi)(B) corrected.............. 40975 5-6 Corrected.... 5-11 Footnote 25 correct

.40975 Revised........

63658 leading revised............ 01 (a) revised.. mended.....

63680 2 (t) through (y) redesigted as (u) through (z); new added...........

.63668 02 (e) removed......

63668

17 CFR-Continued

45 (460) FR Chapter II-Continued

Page 210.3-01-210.3-04

Redesignated as 210.4-01
through 210.4-04....

63669 New 210.3-01-210.3-04 added... 63687 210.3-01 (f) revised................ .†12491 210.3-02 (b) revised......

12491 210.3-05-210.3-10 Removed....... 63669 New 210.3-05 through 210.3-10 added..........

63687 210.3-09 (a) revised............. 76977 210.3-11 Redesignated as 210.405.............

.63669 New 210.3-11 added.

63687 210.3-12 Removed.....

63669 New 210.3-12 added.

63687 (a) and (b) revised......

†12491 210.3-13 Redesignated as 210.406.....

63669 New 210.3-13 added...

63687 210.3-14 Removed......

63669 New 210.3-14 added.

63687 210.3-15–210.3-16

Redesignated as 210.4-07 and
210.4-08...........

63669 New 210.3-15 and

210.3-16 added........

63687 210.3-17 Redesignated as 210.409................

63669 Redesignated from 210.10-01

and revised........ 210.3-18 (k) introductory text revised.......

27749 Redesignated as 210.4-10............ 63669 210.3A-01-210.3A-08

Undesignated center heading
and text redesignated from

210.4-01 through 210.4-08....... 63687 210.4-01-210.4-04

Undesignated center heading
and text redesignated as
210.3A-01 through 210.3A-

04..............
New 210.4-01-210.4-04 redesig-

nated from 210.3-01 through

210.3-04 and revised................. 210.4-05 Redesignated

210.3A-05............... New 210.4-05 redesignated

from 210.3-11 and revised.... 63669 210.4-06 Redesignated

210.3A-06............. New 210.4-06 redesignated

from 210.3-13 and revised...... 63669 210.4-07 Redesignated

210.3A-07............

110.6 110.7 20.7 10.7 20.7

10.7

+12489

....57707

10.7. 10.7. 30.7.

20.7 10.7

10.9

[blocks in formation]

..... 63687

21 21

.... 40975

10.11

63669 as

63687

..

.... 63687 .... 63687

10.11 20.11. 20.12 0.12 10.12 0.12 0.129.1210.12

as 63687

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......63680

17 CFR-Continued

45 (461) FR Chapter II—Continued

Page New 210.4-07 redesignated

from 210.3-15 and revised....... 63669 210.4-08 Redesignated

as 210.3A-08.................

63687 New 210.4-08 redesignated

from 210.3-16 and revised....... 63669 210.4-09 Redesignated from 210.3-17...........

63669 210.4-10 Redesignated from

210.3-18 and (k)(5)(vii)
added..

63669 210.5-01-210.5-04 Revised..... .63671 210.5-03 Amended.......

.76977 210.6-02 Introductory text,

(c)(1), (e), and (k) amended.....63680 210.6-03 Amended.......

..63680 210.6-10 Revised.....

.63674 210.6-13 Revised.........

...63675 210.6-21 Introductory text,

(c(1), and (h) amended........... 63680 210.6-22 Amended.. 210.6-24 Revised......

..63675 210.6-31 Introductory text amended........

.63680 210.6-34 Revised..........

.63676 210.7-02 (a) amended.......

63680 210.7-03 (a) amended..

63680 210.7-04 Amended....... 210.7-05 Amended...

63680 210.7-06 Revised.......... 210.7A-02 (a) amended..... 210.7A-03 (a) amended..

63680 210.7A-04 Amended....

... 63680 210.7A-05 Amended.....

63680 210.7A-06 Revised....... 210.9-01 (b)(1) and (2) revised.....63677 (c) amended............

63680 210.9-02 Amended. .63677, 63680 210.9-03 Amended...

..63680 210.9-05 Revised..........

...63677 210.10-01 Redesignated

as 210.3-17 and revised; new 210.10-01 added.......

†12489 210.11-01 Amended.......... ..63680 210.11-02 Amended.......

63680 210.11A-02 (a) amended. 210.12-01 Revised........

63678 210.12-02 Heading revised.. 63678 210.12-03 Heading revised.. ..... 63678 210.12-04 Revised........

63678 210.12-05 Revised...... 210.12-06 Amended.....

.63679 210.12-08 Removed................ 63678

17 CFR-Continued

45 (467) FR Chapter II—Continued

Page New 210.12-08 redesignated from 210.12-12.........

63679 210.12-09 Removed............. ........ 63678 New 210.12-09 redesignated

from 210.12-13 and heading
revised..............

63679 210.12-10 Revised.

..63679 210.12-11 Removed............. 63678 New 210.12-11 redesignated

from 210.12-16 and revised..... 63679 210.12-12 Redesignated

as 210.12-08; new 210.12-12 re

designated from 210.12-19...... 63679 210.12-13 Redesignated

as 210.12-09; new 210.12-13 re

designated from 210.12–21...... 63679 210.12-14 Removed............. 63678 New 210.12–14 redesignated from 210.12-22....

63679 210.12-15 removed.............. 63678 New 210.12-15 redesignated from 210.12–27........

63679 210.12-16 Redesignated

as 210.12-11; new 210.12-16 re

designated from 210.12–29...... 63679 210.12-17 Redesignated from 210.12-31...............

63679 210.12–18 Redesignated from 210.12-31a..............

63679 210.12-19 Redesignated as

210.12-12; new 210.12-19 re

designated from 210.12-33...... 63679 210.12-20 Redesignated from 210.12-34.....

63679 10.12-2 Redesignated

as 210.12-13; new 210.12-21 re

designated from 210.12-35...... 63679 210.12-22 Redesignated

as 210.12-14; new 210.12-22 re

designated from 210.12-36...... 63679 210.12-23 Redesignated from 210.12-37..............

63679 210.12-24 Redesignated from 210.12-38..........

63679 210.12-25 Redesignated from 210.12-39................

.... 63680 210.12-26 Redesignated from 210.12-40....

63680 210.12-27 Redesignated as

210.12-15...
New 210.12-27 redesignated
from 210.12-41......

63680 210.12–28 Redesignated from 210.12-42............

63680

....63680

....63676 .....63680

...63676

... 63680

...63679

........ 63679

NOTE: Symbol (†) refers to 1981 page numbers.

17 Ch

NO 1.3

( 1.7

...... 63679

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R-Continued

45 (461) FR r II-Continued

Page 29 Redesignated

as .12-16...........

.... 63679 210.12-29 redesignated m 210.12-43...

63680 31 Redesignated

as .12-17.....

63679 31a Redesignated as .12-18..............

.... 63679 33 Redesignated as .12-19..............

.63679 34 Redesignated

as b.12-20. ......... 35 Redesignated

as þ.12-21.....

.... 63679 36 Redesignated as Þ.12-22.........

63679 37 Redesignated as þ.12-23....

.63679 38 Redesignated

as p.12-24............

..... 63679 -39 Redesignated as 6.12-25......

.63680 -40 Redesignated

as 0.12-26.........

63680 -41 Redesignated as 0.12-27..............

63680 --42 Redesignated

as 0.12-28..........

.... 63680 2-43 Redesignated as 0.12-29.....

63680 Interpretative releases.......... 68388 rpretative releases...+11513,

12698, 15496 Item 7 added....

58825 n 1 amended......

.63641 n 7 amended...... .63641, 63658 ns 9, 10, and 11 amended.......63641 n 12 added.............

63680 ns 3, 5, 6, 7, and 9 amended... 76977 n 4 revised...

.. 76991 n 7 amended............. .11953 ns 7 and 11 amended.. n 12 amended.......... .... †13990 14 (e)(2), (f), and (h) resed; (k) added.....

†12197 18 (b)(1) corrected.

29275 72 Removed......

†19456 73 Removed......

†19456 75 (b) and (c)(3) revised.... †12492 ised..........

†13990 1) introductory text and 1), (2), (c) introductory text nd (4) revised.........................

†19457 12 (c) revised..

71776

17 CFR-Continued 45 (467) FR Chapter II-Continued

Page (a)(5)(v) revised...

†13508 (h)(3) revised; eff. 4-24-81........ †18532

(a)(5)(ii) revised; eff. 4-27-81... †18950 230.252 (c), (d), and (e) revised;

(f) redesignated as (g) and re

vised; new (f) added............ †13507 230.403 (e) added............

58828 230.411 (b) revised....

.63659 230.434d (a) (4) and (5) revised; (a)(6) added.........

67082 230.465 Added....

57706 231 Interpretative releases...47140,

61609, 63644, 63692, 72644 Interpretative releases... +3500, 8446,

16670 Policy statement...

49917 239.0-1 Revised...........

.†17757 239.11 Form S-1 amended...58828,

63644, 63691, 76978 239.12 Form S-2 amended...58828,

63691 239.13 Form S-3 amended........... 63691

Removed; eff. 4-27-81............. †18949 239.15 Form N-1

amended...57707,

67082, 73906 239.16 Form S-6 amended.......... 57707 239.16b Form S-8 amended...58828,

76978 239.18 Form S-11 amended...58829,

63645, 63691, 76979 239.23 Form S-14 amended......... 58829 239.26 Form S-7 amended...23652,

58828, 63645, 63691, 76979 239.27 Form S-16 amended...58829,

76979 239.28 Form S-18 amended...58829,

76979 Form S-18 amended..........

†11954 Form S-18 amended; eff. 4-27

81..... 239.29 Added...

.63654 239.242 (b) revised............... 239.246 Added; interim.

Added...... 239.507–239.517 (Subpart

C)
Removed............

1.1

1.1

1.1

1.1 1.1 1.1 1.1 1.1

1

†18949

....†12488

( 1.1

.18532 .75183 18532

1.1 1.1

17757

[blocks in formation]

Symbol (+) refers to 1981 page numbers.

54515

..... 24940

.... 54516

....63035

..... 24940

..... 48917

17 CFR-Continued

46 (474) FR

Page Chapter I-Continued

Note: Symbol (A) refers to 1982 page numbers. 1.3 (aa) effective date deferred

to 7-1-82................
(d), (h), (n), (p), (r), (s), (x), (y)

introductory text, (2)(iii), (B),
(C), (V)(B) and (C), (bb), and
(cc) revised; (y)(2)(viii)
amended; (gg) through (kk)
added.............

54515 (bb) corrected..

55925 1.7–1.9 Undesignated center

heading removal effective de

ferred to 7-1-82.................. .24940 1.7 Removal effective date de

ferred to 7-1-82.................... Revised (to be removed 7-182)...............

48917 1.9 Removal effective date de

ferred to 7-1-82.............. 24940 Revised.........

48917 Redesignated as 3.2; eff. 7-1

82.......... 1.10–1.18 Undesignated center

heading effective date de

ferred to 7-1-82.................. 24940 1.10 Heading revision and (a)(1)

removal effective date de

ferred to 7-1-82................. 24940 (a), (b), and (f) OMB number..... 63035 1.10a-1.10e Removal effective

date deferred to 7-1-82............ 24940 1.10a OMB number...... 1.10b OMB number........... 63035 1.100 OMB number.. ....... 63035 1.100 OMB number...

63035 1.10f Added...............

48917 Redesignated as 3.33; eff. 7-182......

48918 OMB number......... 1.11 Removal effective date de

ferred to 7-1-82.............. 24940 1.12 OMB number... 1.13–1.15 Removal effective

date deferred to 7-1-82............ 24940 1.14 OMB number.....

63035 1.15 OMB number...

63035 1.16 (a)(4) added......

54516 OMB number..........

17 CFR Continued

46 (47A) FR Chapter 1-Continued

Page 1.17 (b) (2) and (5), (c)(1) (ii)

and (iii), (2)(ii)(C), and (5)
(viii) through (x), (d)(1)(ii),
(e), and (j)(2) revised;
(c)(5)(xi) removed, (c)(5)(xii)
redesignated as new (c)(5)(xi)
and revised; new (c)(5)(xii)

added................
(c)(1)(iii) and (5)(x)(A), (e), and
(j)(2)(i) corrected...

55925 OMB number. 1.18 OMB number.

...63035 1.19 Revised............

54518 1.20 Revised......

54518 OMB number..

.63035 1.21 Revised.....

54519 1.22 Revised.......

54519 1.23 Revised...

54519 OMB number.

63035 1.24 Revised......

54519 1.25 Revised.

54519 1.26 Revised..

54519 OMB number..

63035 1.27 Revised..........

54520 OMB number.

.63035 1.28 Revised.......

54520 1.29 Revised..

54520 1.30 Revised...........

54520 1.31 OMB number.....

63035 1.32 Revised.....

54520 OMB number.. 1.33 Revised....

26000 Technical correction................ 27473 Effective date deferred to 8-2481...........

34790 Revised.....

54520 (C) OMB number..

63035 1.34 Revised...

54521 OMB number....

.... 63035 1.35 Heading, (a), (a-1), (b), (d),

(e), and (h) revised.............. .54521 (b)(1) corrected....

55925 OMB number.. 1.36 Revised..

54522 OMB number..

.63035 1.37 Revised......

54523 (a) corrected...

..55925 (b) OMB number.

.63035 1.38 Revised......

54523 OMB number......

.63035 1.39 (a) introductory text, (2), and (4) revised..

54523 OMB number........

.63035 1.40 OMB number...

..63035

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.... 63035

... 63035

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63035

NOTE: Symbol (A) refers to 1982 page numbers.

... 63035

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15.C

FR-Continued

46 (478) FR fer I-Continued

Page (aX2), (4) (i), (ii) introducry text, (C) and (G), and (b) introductory text, (c) troductory text, (d), and (g) vised.........

54523 B number.....

63035 OMB number.

.63035 OMB number...

.63035 OMB number...

.63035 (a), (b), and (d) introducto* text revised; (d)(1) added....54524 B number......

63035 OMB number.

63035 OMB number.. Revised..........

54525 B number....

63035 (a) introductory text, (1), ), and (4) revised....

54525 B number....

.63035 (2) revised..

54525 B number.......

63035 ONB number

63035 Added.....

62844 OMB number.

.63035 Added....

.50945 B number.....

.... 63035 -pendix A redesignation as art 3 Appendix A effective e deferred........

24940 m I FR revised......................54535 fertile date deferred to 7-1་ ་་་་་

.24940 Perdesignated from 1.9 and ised, eff. 7-1-82.............. 181) and (cXD) amendherf. 7-1-82...........

24943 htly designated.

26299 added, eff. 7-1-82. 24942 L'amended; 7-1-82..

... 24943 rektly designated.....

26299 (m), and (d)(3) reoplo Wadded; eff. 7

24942 **31 and (dx1) amended; 1.7 1 83............

.24943 prilly designated......

26299 3i) and (XD) amendLet? 1 83.........

24943 Prely designated................. 26299 ,381) and (XD) amendet! 83...nenu

24943 ** designated.

26299 Till ett. 1 | 82.

.24943 2018 Ceci.

26299

17 CFR-Continued

10

46 (474) FR Chapter 1-Continued

Page Thai 3.31 (c)(2) and (d) added; eff. 7

A 1-82..........

24943 2 3.33 Redesignated from 1.10f;

5 eff. 7-1-82..............

.48918 ill 3 Appendix A redesignation

12 from Part 1 Appendix A ef

:21 fective date deferred................ 24940 1.22 4 Revised...........

26013 4.1 Effective date deferred to 8

9:35 24-81.........

34799

20.1 OMB number......

21 4.2 Effective date deferred to 8

i 24-81.........

34799 OMB number......

63035 15.0 4.13 (c) and (c) effectve date de

ferred to 8-24-81............. 34799 OMB number............

.63035 4.14 (a) introductory text cor

H rected.......

.26761 4.20 (a) revised.

.34311 OMB number.........

.63035

bo 4.21 (a) introductory text, (17)

(i) and (ii), and (18) correct-
ed............

..26761 Effective date deferred to 8-24

5.C 81..............

34799

15.0 OMB number.....

16 4.22 Effective date deferred to

0 8-24-81.............

.34799

16.1 OMB number. 4.23 Effective date deferred to 8-24-81.........

..34799 OMB number..

63035 4.31 (a)(8) (i), (ii), and (9) corrected......

.26761

16. Effective date deferred to 8-24

c 81...............

.34799

16. (f)(2) corrected.............

56171 OMB number.... 4.32 Effective date deferred to 8-24-81.........

.34799 OMB number....... 4.41 OMB number.

.63035

16 7.201 Added..............

57464

16 8 Authority citation.

54525

17 8.03 (f) revised......

54525 8.07 OMB number....

.63036 8.09 OMB number.

63036

17 8.11 OMB number.

63036 8.14 OMB number...... 8.16 OMB number.

63036 8.17 OMB number...

.63036 8.18 OMB number. 8.19 OMB number.

.63036 8.26 OMB number.

.63036

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.... 63035

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tubideeta 1983 page numbers.

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