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DEPOSITED BY THE UNITED STATES OF AMERICA
This compilation includes certain releases dealing with matters frequently arising under the Securities Act of 1933. It does not purport to be exhaustive.
These releases should be read in connection with the Securities Act of 1933, the Rules and Regulations thereunder and with the Decisions and Reports of the Commission. Opinions relating to accounting principles are contained in the Accounting Series Releases. These are specifically referred to in Regulation S-X, which states the requirements applicable to the form and content of most financial statements required to be filed with the Commission.
The Securities Act of 1933 and all of the documents referred to above are available for purchase from the Superintendent of Documents, United States Government Printing Office, Washington, D.C., 20402.
The Staff of the Commission also renders to members of the public, administrative interpretations of the law and regulations.
TABLE OF CONTENTS
investment companies) ----
4968 (Section 8(a)— Preliminary prospectuses) -
4982 (Section 2(11)—Spin-offs and shell corporations)---
5005 (Sections 5 and 10—Guides relating to misleading character of certain regis-
5009 (Section 5—Publicity)----
5018 (Section 17(a)—Offer and sale of whiskey warehouse receipts).
5036 (Section 5—Registration Guide, oil and gas interest) -