To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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Página 27
... Commissioner DOUGLAS . At common law , the liability of the under- writer was spelled out in the causes of action for fraud and for deceit and in causes of action for rescission . Now , under the Securities Act of 1933 , there is a ...
... Commissioner DOUGLAS . At common law , the liability of the under- writer was spelled out in the causes of action for fraud and for deceit and in causes of action for rescission . Now , under the Securities Act of 1933 , there is a ...
Página 28
... committee members have frequently been able to profit from their position of trust by buying or selling securities ... Commissioner DOUGLAS . Reports transmitted are part 1 , which deals with the strategy and techniques of protective ...
... committee members have frequently been able to profit from their position of trust by buying or selling securities ... Commissioner DOUGLAS . Reports transmitted are part 1 , which deals with the strategy and techniques of protective ...
Página 29
... Commission ? Commissioner DOUGLAS . Yes , sir . Mr. COLE . Dealing with the same subject as the Sabath committee investigated ? Commissioner DOUGLAS . To some extent , sir . The Sabath com- mittee , as I recall , was originally ...
... Commission ? Commissioner DOUGLAS . Yes , sir . Mr. COLE . Dealing with the same subject as the Sabath committee investigated ? Commissioner DOUGLAS . To some extent , sir . The Sabath com- mittee , as I recall , was originally ...
Página 34
... Commissioner DOUGLAS . I would not state it precisely that way , sir , and I did not intend to so state it . Mr. WOLVERTON . That is the inference that you have left with me as a result of your well - prepared statement . Commissioner ...
... Commissioner DOUGLAS . I would not state it precisely that way , sir , and I did not intend to so state it . Mr. WOLVERTON . That is the inference that you have left with me as a result of your well - prepared statement . Commissioner ...
Página 35
... Commissioner DOUGLAS . That is correct , sir ; yes , sir . Mr. WOLVERTON . Is it contemplated that there are any honest reor- ganization committees ? Commissioner DOUGLAS . Now , that comes to the second point . Mr. WOLVERTON . That you ...
... Commissioner DOUGLAS . That is correct , sir ; yes , sir . Mr. WOLVERTON . Is it contemplated that there are any honest reor- ganization committees ? Commissioner DOUGLAS . Now , that comes to the second point . Mr. WOLVERTON . That you ...
Términos y frases comunes
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Pasajes populares
Página 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Página 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Página 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Página 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...