Annual Report of the SEC.U.S. Government Printing Office |
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Página 108
... Dollars ) ASE1 BSE CBOE CSE ISE 2 MSE NASD3 NYSE 4 PSE PHLX SSE Total Employee Costs 1975 8,584 1,565 2,780 1976 10,168 1,897 4,294 1977 11,502 1,935 5,600 1978 13,834 2,279 6,469 1979 15,602 2,917 8,480 Occupancy Costs 1975 1,839 212 ...
... Dollars ) ASE1 BSE CBOE CSE ISE 2 MSE NASD3 NYSE 4 PSE PHLX SSE Total Employee Costs 1975 8,584 1,565 2,780 1976 10,168 1,897 4,294 1977 11,502 1,935 5,600 1978 13,834 2,279 6,469 1979 15,602 2,917 8,480 Occupancy Costs 1975 1,839 212 ...
Página 110
... Dollars ) ASE 1 BSE CBOE CSE ISE 2 MSE NASD3 NYSE PSE PHLX SSE Total Commission Fees / Transaction Revenues 1975 4,016 362 4,853 11 1976 6,517 494 6,765 1977 6,514 468 6,502 FL 1,437 20,518 991 656 32,844 1,765 20,204 1,590 1,266 38,602 ...
... Dollars ) ASE 1 BSE CBOE CSE ISE 2 MSE NASD3 NYSE PSE PHLX SSE Total Commission Fees / Transaction Revenues 1975 4,016 362 4,853 11 1976 6,517 494 6,765 1977 6,514 468 6,502 FL 1,437 20,518 991 656 32,844 1,765 20,204 1,590 1,266 38,602 ...
Página 115
... Dollars ) 1972 1973 1974 1975 1976 1977 1978 1979 Private Noninsured Pension Funds ' Purchases 23,222 20,324 11,758 17,560 20,329 20,147 24,173 30,976 Sales 15,651 14,790 9,346 11,846 13,089 15,625 18,947 17,955 Net Purchases ( Sales ) ...
... Dollars ) 1972 1973 1974 1975 1976 1977 1978 1979 Private Noninsured Pension Funds ' Purchases 23,222 20,324 11,758 17,560 20,329 20,147 24,173 30,976 Sales 15,651 14,790 9,346 11,846 13,089 15,625 18,947 17,955 Net Purchases ( Sales ) ...
Página 117
... Dollars , End of Year ) 1972 1973 1974 1975 1976 1977 1978 1979 1. Private Noninsured Pension Funds 7. Mutual Savings Banks 4.8 8. State and Local Retirement Funds 22.2 20.2 16.4 r 24.3 30.1 30.0 33.3 37.1 9. Foundations 28.5 24.5 18.4 ...
... Dollars , End of Year ) 1972 1973 1974 1975 1976 1977 1978 1979 1. Private Noninsured Pension Funds 7. Mutual Savings Banks 4.8 8. State and Local Retirement Funds 22.2 20.2 16.4 r 24.3 30.1 30.0 33.3 37.1 9. Foundations 28.5 24.5 18.4 ...
Página 121
... Dollars ) 2,108 2,063 5,140 5,681 132,247 111,724 145,622 173,906 181,564 201,545 225,188 NOTE : Includes deferred ... Dollar volume of all equity 121.
... Dollars ) 2,108 2,063 5,140 5,681 132,247 111,724 145,622 173,906 181,564 201,545 225,188 NOTE : Includes deferred ... Dollar volume of all equity 121.
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28 SEC Docket accounting actions Advisers Act amendments amicus curiae antifraud provisions applications assets Association audit bank broker broker-dealers CBOE clearing agency Commis Commission's Company Act Release Corp Corporation defendants Director disclosure district court Dollars effective employees enforcement equity Exchange Act Release exemption Expenses FASB Federal securities laws fees Ferrovanadium financial reporting firms fiscal Form funds Holding Company Holding Company Act holding company systems injunction insider trading Investment Advisers Investment Company Act issuers issues June Litigation Release Management ment million mission Municipal Securities NASD NASDAQ NYSE Office operations options participants pending percent proceedings proposed rule proxy pursuant registration statement Regulation regulatory requirements Revenues rule changes Section Securities Act Release Securities Exchange Act self-regulatory organizations September 30 shareholders sion small business SROs staff Stock Exchange surveillance Table tender offer tion Total trading transactions Utilities violations York Stock Exchange