To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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Página 73
... issue of stock is made , to advise a possible investor whether it thinks that it is going to be good or whether it is going to be bad , and that would not take near the expense to the Government as it does afterwards to protect the ...
... issue of stock is made , to advise a possible investor whether it thinks that it is going to be good or whether it is going to be bad , and that would not take near the expense to the Government as it does afterwards to protect the ...
Página 78
... issue of stock . It looked most innocent in the plan . They were doing us a favor . They were giving us a million and three quarters dollars . But that is a prize well worth struggling for . Mr. MAPES . May I interpose to ask you a ...
... issue of stock . It looked most innocent in the plan . They were doing us a favor . They were giving us a million and three quarters dollars . But that is a prize well worth struggling for . Mr. MAPES . May I interpose to ask you a ...
Página 109
... issues that have been reorganized locally were relatively small , the amounts which were involved , to which it would be necessary to add the greater expense of such issues . Commissioner DOUGLAS . That raises another question as to ...
... issues that have been reorganized locally were relatively small , the amounts which were involved , to which it would be necessary to add the greater expense of such issues . Commissioner DOUGLAS . That raises another question as to ...
Página 110
... issue would be his issue for the purpose of this statute , although he was not personally responsible on it , and only his property was subject to it . Mr. MARTIN . Would there be a personal liability against him as well as a property ...
... issue would be his issue for the purpose of this statute , although he was not personally responsible on it , and only his property was subject to it . Mr. MARTIN . Would there be a personal liability against him as well as a property ...
Página 117
... issues of the Com- monwealth Bond Corporation - I think it was up in New York- the Commonwealth Bond Corporation , the ... issue and it was the committee . That is a little unusual . Normally , committees are composed of individuals ...
... issues of the Com- monwealth Bond Corporation - I think it was up in New York- the Commonwealth Bond Corporation , the ... issue and it was the committee . That is a little unusual . Normally , committees are composed of individuals ...
Términos y frases comunes
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Pasajes populares
Página 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Página 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Página 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Página 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...