To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
Dentro del libro
Resultados 6-10 de 99
Página 9
... person who would be disqualified from being a declarant by paragraph 3 of the applicable subsection of section 6 , or by paragraph 3 of this subsection , which association or connection is so likely to involve a material conflict with ...
... person who would be disqualified from being a declarant by paragraph 3 of the applicable subsection of section 6 , or by paragraph 3 of this subsection , which association or connection is so likely to involve a material conflict with ...
Página 10
... person for whom a declaration is in effect , or any person acting for or on behalf of the declarant , is soliciting or has solicited any proxy , deposit , or assent in violation of any term , condition , restriction , or limitation in ...
... person for whom a declaration is in effect , or any person acting for or on behalf of the declarant , is soliciting or has solicited any proxy , deposit , or assent in violation of any term , condition , restriction , or limitation in ...
Página 11
... person by such proxy , deposit , or assent shall continue to be effective , or ( B ) being or becoming pecuniarily interested , directly or indirectly ( except on behalf of the securities to be represented by declarant ) , in any con ...
... person by such proxy , deposit , or assent shall continue to be effective , or ( B ) being or becoming pecuniarily interested , directly or indirectly ( except on behalf of the securities to be represented by declarant ) , in any con ...
Página 12
... person who is directly or indirectly proposing such plan or causing the same to be proposed is the issuer ; or ( 3 ) If any person or persons who is directly or indirectly proposing such plan or causing the same to be proposed is or was ...
... person who is directly or indirectly proposing such plan or causing the same to be proposed is the issuer ; or ( 3 ) If any person or persons who is directly or indirectly proposing such plan or causing the same to be proposed is or was ...
Página 13
... person in reorgani- zation equals or exceeds $ 5,000,000 . Courts , officials , and agencies of the United States shall authorize and permit such intervention and shall accord to the Com- mission all rights and powers of a party in ...
... person in reorgani- zation equals or exceeds $ 5,000,000 . Courts , officials , and agencies of the United States shall authorize and permit such intervention and shall accord to the Com- mission all rights and powers of a party in ...
Términos y frases comunes
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Pasajes populares
Página 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Página 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Página 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Página 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...