To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
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Página 19
... security holders to be heard thereon , and the funds out of which the same are to be paid , the duty of the declarant to account and report , and the right of the security holders to demand accountings and reports ; the restrictions on ...
... security holders to be heard thereon , and the funds out of which the same are to be paid , the duty of the declarant to account and report , and the right of the security holders to demand accountings and reports ; the restrictions on ...
Página 21
... securities purchased by every segment of the American public - arrive at the stage where they have been unable to meet their obligations . Often in these cases , liquida- tion and a distribution of assets to security holders have been ...
... securities purchased by every segment of the American public - arrive at the stage where they have been unable to meet their obligations . Often in these cases , liquida- tion and a distribution of assets to security holders have been ...
Página 22
... security holders . This is rather uncommon . They usually have come into being , self - constituted and self - appointed , with an announcement of program and purpose and with a plea to security holders for support . Their sponsors are ...
... security holders . This is rather uncommon . They usually have come into being , self - constituted and self - appointed , with an announcement of program and purpose and with a plea to security holders for support . Their sponsors are ...
Página 23
... security holders aided . There may also be claims running to security holders individually which re- sult from misrepresentations in the original sale of the securities . Committees may perform a signal function at much smaller cost ...
... security holders aided . There may also be claims running to security holders individually which re- sult from misrepresentations in the original sale of the securities . Committees may perform a signal function at much smaller cost ...
Página 24
... security holders or their authorized representatives . This has been due to several circumstances . Over and above the inertia and lack of leadership among investors is the fact that if the individual security holder attempts to ...
... security holders or their authorized representatives . This has been due to several circumstances . Over and above the inertia and lack of leadership among investors is the fact that if the individual security holder attempts to ...
Términos y frases comunes
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Pasajes populares
Página 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Página 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Página 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Página 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Página 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Página 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Página 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...