 It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device,...  Decisions and Reports - Página 726por United States. Securities and Exchange Commission - 1953Vista completa - Acerca de este libro
 | United States - 1989 - 584 páginas
...operate as a fraud or deceit upon the purchaser. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper,... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...17. [77q] (a) It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)... | |
 | Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy - 2023 - 960 páginas
...provides that: "It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — "1. to employ any device, scheme, or artifice to defraud, or "2.... | |
 | United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1996 - 160 páginas
...and, F. Section 17(a) of the Securities Act prohibits, in the offer and sale of securities, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly, employing devices, schemes or artifices to defraud; obtaining money... | |
 | Kevin Lichtman, Lynn N. Duke - 2000 - 241 páginas
...interstate commerce for purpose of offering for sale. It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper article,... | |
 | Patrick D. Dolan, C. VanLeer Davis - 2000 - 1220 páginas
...security-based swap agreement (as defined in section 206B of the Gramm-Leach-Bliley Act) by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud,... | |
 | Hassan El Shamsy - 2001 - 396 páginas
...Act of 1933 which every investor should be aware of: It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, to publish, give publicity to, or circulate any notice, circular, advertisement, newspaper,... | |
 | Peter Grabosky, Russell G. Smith, Gillian Dempsey - 2001 - 254 páginas
...provides that: It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly ( 1 ) to employ any device, scheme, or artifice to defraud, or (2) to... | |
 | 2001 - 1104 páginas
...participation with them and each of them, in connection with the offer or sale of any securities, by tie use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, be and they hereby are, restrained and enjoined from, directly or indirectly (1 )... | |
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