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" affiliate" of, or a person "affiliated" with, a specified person, is a person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, the person specified. Amount. The term "amount... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 90
1996
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Insurance, Licensing Procedure, Fix Fees, Law Enforcement and Criminal ...

United States. Congress. Senate. District of Columbia - 1972 - 166 páginas
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of...
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Institutional Membership on National Securities Exchanges: Hearings, Ninety ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1972 - 494 páginas
...investment company (including its advisor) or insurance company. "Affiliate" of a firm or member means a person that directly, or indirectly through one...intermediaries, controls, or is controlled by or is under common control with, such firm or member. The term "member" includes an individual member, member...
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Securities Act of 1933 Release, Temas4727-4899

United States. Securities and Exchange Commission - 502 páginas
...nature and extent of such \l The term "affiliate" is used herein as defined in Rule 405, as follows: "An 'affiliate' of, or a person 'affiliated' with,...is under common control with, the person specified. ::cuiviENTS DL!ji,:iV.\:. JUL211335 UN.-. >?iTY OF participation varies substantially in different...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. District of Columbia Committee - 1973 - 106 páginas
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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Insurance Proposals for the District of Columbia: Hearings Before the ...

United States. Congress. House. Committee on the District of Columbia. Subcommittee on Business, Commerce, and Taxation - 1974 - 124 páginas
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)...
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Regulated Carriers Financial Stability Act, Hearings Before the Surface ...

United States. Congress. Senate. Committee on Commerce - 1974 - 280 páginas
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person...
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Foreign Investment in the United States: Hearing Before the Subcommittee on ...

United States. Congress. House. Banking and Currency Committee - 1975 - 226 páginas
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD...
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Prepaid Health Plans: Hearings Before the Permanent Subcommittee on ...

United States. Congress. Senate. Committee on Government Operations. Permanent Subcommittee on Investigations - 1975 - 284 páginas
...I/ must provide the I/An associated company is defined in the PHP contracts as: "' * 'a company or person that, directly or indirectly, through one or...intermediaries, controls, or is controlled by, or is under common control with, the PHP." Control is defined as: "* ' *the possession, directly or indirectly,...
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Financial Institutions and the Nation's Economy (FINE): "discussion ...

United States. Congress. House. Committee on Banking, Currency and Housing. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1976 - 900 páginas
...limitation does not pertain to any option granted or other equity security 7 The SEC defines "afflllnte" as "a person that directly, or Indirectly through one...controlled by. or Is under common control with, the person st'ccltied." (IT CPR 240.12h-2(a).] "Associate" Is defined to mean "(1) any corporation or organization...
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Relationships between nonprofit prepaid health plans with California ...

United States. General Accounting Office - 1976 - 108 páginas
...must provide the I/An associated company is defined in the PHP contracts as: •'* * *a company or person that, directly or indirectly, through one or...intermediaries, controls, or is controlled by, or is under common control with, the PHP." Control is defined as: "* * *the possession, directly or indirectly,...
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