| United States. Congress. Senate. District of Columbia - 1972 - 166 páginas
...securities of any other person. (8) "Affiliate" of, or person "affiliated" with, a specific person, means a person that directly, or indirectly through one...is under common control with, the person specified. (9) "Custodian" means : (a) The Commissioner ; (b) The insurance commissioner or State Treasurer of... | |
| United States. Securities and Exchange Commission - 502 páginas
...nature and extent of such \l The term "affiliate" is used herein as defined in Rule 405, as follows: "An 'affiliate' of, or a person 'affiliated' with,...is under common control with, the person specified. ::cuiviENTS DL!ji,:iV.\:. JUL211335 UN.-. >?iTY OF participation varies substantially in different... | |
| United States. Congress. House. District of Columbia Committee - 1973 - 106 páginas
...requires — (a) "affiliate" (an "affiliate" of, or person "affiliated" with a specific person), means a person that directly, or indirectly through one...is under common control with, the person specified ; (b) "commissioner" means the Commissioner of the District of Columbia or his designated agent ; (c)... | |
| United States. Congress. Senate. Committee on Commerce - 1974 - 280 páginas
...The following definitions shall apply for the purposes of this rule. (1) An "affiliate" of an issuer is a person that directly, or indirectly through one...intermediaries, controls, or is controlled by, or is under common control with, such issuer. (2) The term "person" when used with reference to a person... | |
| United States. Congress. House. Banking and Currency Committee - 1975 - 226 páginas
...of its parents or subsidiaries. "Affiliate" is defined in Rule 12b-2 under the Exchange Act to mean a person that directly or indirectly through one or...intermediaries, controls, or is controlled by, or is common control with, the person specified. TEXT OF PROPOSED RULES, AMEMDMEIITS TO RULES, FORMS, AMD... | |
| United States. General Accounting Office - 1976 - 108 páginas
...must provide the I/An associated company is defined in the PHP contracts as: •'* * *a company or person that, directly or indirectly, through one or...intermediaries, controls, or is controlled by, or is under common control with, the PHP." Control is defined as: "* * *the possession, directly or indirectly,... | |
| |