 | 1979 - 1228 páginas
...su.--eaen--s made, in the light of the circ-jras^ances under which they were m&oe. no: raisleading. or (c) To engage in any act, practice, or course of...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10: 48 Stat. 891: IS USC T8j) [13 PR 8183.... | |
 | 1985 - 688 páginas
...the circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. : (Sec. 10; 48 Stat. 891; 15 USC 78j) ! [13 FR... | |
 | 1981 - 668 páginas
...make the statements made, in light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
 | 1996 - 888 páginas
...make the statements made, In light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
 | 1989 - 700 páginas
...omit to state a rial fact necessary in order to make statements made, in light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale... | |
 | 1989 - 820 páginas
...to state a fact necessary in order to §5630.12 make statements made, in light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or course of business which operates as a fraud or deceit upon any person, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - 1953 - 1386 páginas
...statements made, in the light of the clrcometun under which they were made, not misleading, or "(3) To engage in any act, practice, or course of business...wooM operate as a fraud or deceit upon any person, in connection with the purchase or sale st any security." Section 15 (c) (1) provides In pertinent part... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 72 páginas
...statements made, in the light of the circumstances under which they are made, not misleading ; or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. SEC. 102. ADVISORY ACTIVITIES. — (a) It shall be unlawful for any person licensed under these regulations... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 68 páginas
...statements made, in the light of the circumstances under which they are made, not misleading ; or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. their purchase or sale, whether through the issuance of analyses or reports or otherwise — (1) to... | |
 | 1964 - 574 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78J) [13 FR 8183,... | |
| |
To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or... 
