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" Any security issued by a building and loan association, homestead association, savings and loan association, or similar institution, substantially all the business of which is confined to the making of loans to members (but the... "
Annual Report of the SEC. - Página 36
por United States. Securities and Exchange Commission - 1963
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Statistics of Income, Supplemental Report: Foreign tax credit claimed on ...

1961
...shares; a domestic building and loan association, a domestic savings and loan association, a Federal savings and loan association, substantially all the business of which is confined to making loans to members; and a cooperative bank without capital stock, operated for mutual purposes...
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Summary of Activities, 1968

United States. Congress. Senate. Committee on Banking and Currency - 1968 - 169 páginas
...under the Securities Act by virtue of section 3 (a) (5). The exemption now refers to savings and loans "substantially all the business of which is confined to the making of loans to members." The quoted language amounts to an obsolete definition applicable to savings and loan associations under...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 127 páginas
...under the Securities Act by virtue of section 3 (a) (5). The exemption now refers to savings and loans "substantially all the business of which is confined to the making of loans to members." The quoted language amounts to an obsolete definition applicable to savings and loan associations under...
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Internal Revenue Bulletin: Cumulative bulletin, Parte2

United States. Internal Revenue Service - 1965
...means a domestic building and loan association, a domestic savings and loan association, and a Federal savings and loan association substantially all the business of which is confined to making loans to members. 1 301.7701-14 COOPERATIVE BANK. For taxable years beginning after October...
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - 1970
...security issued by a building and loan association ... or similar institution substantially all of the business of which is confined to the making of loans to members." This action recognizes the similarity between the operations of a building and loan association and...
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Money Lending, Federal Payment, Issue Bonds, Water and Sewer Rates, Fix Fees ...

United States. Congress. Senate. District of Columbia - 1970 - 183 páginas
...security issued by a building and loan association * * * or similar institution substantially all of the business of which is confined to the making of loans to members." This action recognizes the similarity between the operations of a building and loan association and...
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Decisions and Reports

United States. Securities and Exchange Commission - 1972
...registrant from membership in June 1962. 'Section 3(a) (5) of the Securities Act exempts from the Act securities issued by a savings and loan association...which is confined to the making of loans to members. 3 See SEC v. American International Savings and Loan Association, Inc., 199 F. Supp. 841 (D. Md., 1961)....
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1976
...and loan association 5 homestead association, savings and loan association, or similar institution, substantially all the business of which is confined to the making of loans to members (but the foregoing exemption shall not apply with respect to any such security where the issuer takes...
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The Legal Considerations in Business Financing: A Guide for Corporate Management

Alan S. Gutterman - 1994 - 279 páginas
...loan association, homestead association, savings and loan association, or similar institution where substantially all the business of which is confined to the making of loans to members, or any security issued by a farmer's cooperative.51 5. Any security issued by a common or contract...
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Annual Report of the Securities and Exchange Commission, Volumen25

United States. Securities and Exchange Commission - 1959
...accounts, evidenced by pass books, involved the sale of unregistered securities in violation of Section 5 of the Act; that based on the facts there was not...common stock at $5 per share pursuant to a registration state4 Securities Act Release N"o. 4S71 (June 7. 1901) : See 27th Annual Report, p. 81. ment filed...
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