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" Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the approximate amount of, any material interest, direct or indirect, of any of the following persons in any material transactions... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 201
1963
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The Code of Federal Regulations of the United States of America

1970 - 548 páginas
...powers under the agreement. Item 12 — Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the...the following persons In any material transactions during the last three years, or In any material proposed transactions, to which the bank or any of...
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The Code of Federal Regulations of the United States of America

1971 - 600 páginas
...powers under the agreement. Item 12 — Interest of Management and Others in Certain Transactions. Describe briefly, and where practicable state the...the following persons in any material transactions during the last three years, or in any material proposed transactions, to which the bank or any of...
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Interstate Commerce Commission Reports: Reports and Decisions of the ...

United States. Interstate Commerce Commission - 1060 páginas
...Exchange Commission, should be included. XVIII. INTEREST OF MANAGEMENT AND OTHERS IN CERTAIN TRANSACTIONS Describe briefly, and where practicable, state the...indirect, of any of the following persons in any material transaction during the last 3 years, or in any material proposed transactions, to which the applicant...
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The Code of Federal Regulations of the United States of America

1971 - 668 páginas
...investment company, or (2) action is to be taken with respect to an investment advisory contract. (b) Describe briefly, and where practicable state the...any material interest, direct or indirect, of any officer, director or nominee for election as a director of the investment company In any material transactions...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1972
...Investment company, or (2) action is to be taken with respect to an investment advisory contract. (b) Describe briefly, and where practicable state the...any material interest, direct or indirect, of any officer, director or nominee for election as a director of the investment company In any material transactions...
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The Code of Federal Regulations of the United States of America

1972 - 692 páginas
...Investment company, or (2) action Is to be taken with respect to an Investment advisory contract. (b) Describe briefly, and where practicable state the...any material interest, direct or indirect, of any officer, director or nominee for election as a director of the investment company In any material transactions...
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The Code of Federal Regulations of the United States of America

1967 - 748 páginas
...registrant and Its subsidiaries. Item (24) : Interest of certain persons in transactions with registrant. Describe briefly and where practicable state the approximate...any material interest, direct or Indirect, of any affiliated person In any material transactions during the last five years or in any material proposed...
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The Code of Federal Regulations of the United States of America

1970 - 662 páginas
...investment company, or (2) action is to be taken with respect to an investment advisory contract. (b) Describe briefly, and where practicable state the...any material interest, direct or indirect, of any officer, director or nominee for election as a director of the investment company in any material transactions...
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The Code of Federal Regulations of the United States of America

1968 - 776 páginas
...such limitations SQ 6tate item 16: interest of Voting Trustees and. Others in Certain Transactions. Describe briefly, and where practicable state the...approximate amount of, any material Interest, direct or ln(jirect, of any of the following persons in anv material transactions during the last three years,...
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