 The Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...  Annual Report of the SEC. - Página 66por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 168 páginas
...investigate any facts, conditions, practices, or matters which it may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 164 páginas
...investigate any facts, conditions, practices, or matters which it may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions... | |
 | United States. Congress. House. Committee on Appropriations - 1935 - 1276 páginas
...is authorized to investigate not only exchanges, members, brokers, and dealers, but any person who "has violated or is about to violate" any provision of the act or rule or regulation. OFFICE OF THE GENERAL COUNSEL The general counsel is in responsible charge of all... | |
 | United States. Securities and Exchange Commission - 1940 - 1240 páginas
...powers. Congress explicitly provided in Section 21 (a) that the Commission may, in its discretion, make such investigations as it deems necessary to...violated or is about to violate any provision of the Act. Furthermore, that section authorizes the Commission to investigate "any facts, conditions, practices,... | |
 | United States. Securities and Exchange Commission - 1947 - 1062 páginas
...protection of investors. Section 21 (a) provide! In pertinent part: The Commission may, in it! discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this title or any rule or regulation thereunder, and may require or permit any person to file with... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...Investigations; Injunctions and Prosecution of Offenses SECTION 21. (a) The Commission may, in its discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this title or any rule or regulation thereunder, and may require or permit any person to file with... | |
 | United States - 1938 - 48 páginas
...INVESTIGATIONS; INJUNCTIONS AND PROSECUTION or OFFENSES SEC. 21. (a) The Commission may, in its discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this title or any rule or regulation thereunder, and may require or permit any person to file with... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 974 páginas
...authorizing such solicitation, use, employment, or action. "The Reorganization Court may, in its discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this subsection (o) or any rule or regulation thereunder, and may require or permit any person to file... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 984 páginas
...authorizing such solicitation, use, employment, or action. "The Reorganization Court may, in its discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this subsection (o) or any rule or regulation thereunder, and may require or permit any person to file... | |
 | United States - 1939 - 56 páginas
...investigate any facts, conditions, practices, or matters which it may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions... | |
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