 The Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...  Annual Report of the SEC. - Página 66por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...Investigate any facts, conditions, practices, or matters which it may deem necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder ; or to aid in the enforcement of the provisions... | |
 | United States. Congress. House. Appropriations - 1935 - 1456 páginas
...is authorized to investigate not only exchanges, members, brokers, and dealers, but any person who "has violated or is about to violate" any provision of the act or rule or regulation. OFFICE OF THE GENERAL COUNSEL The general counsel is in responsible charge of all... | |
 | United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1298 páginas
...investigate any facts, "•seditions, practices, or matters which it may deem necessary or appropriate '•> determine whether any person has violated or Is about to violate any prorjton of this Act or any rule or regulation thereunder, or to aid in the enforcement of the provision... | |
 | John Gerdes - 1936 - 1384 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 1936 - 1174 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Securities and Exchange Commission - 1936 - 12 páginas
...authorizing such solicitation, use, employment, or action. "The Commission may, in its discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this subsection (p) or any rule or regulation thereunder, and may require or permit any person E. Section... | |
 | 1936 - 1192 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1936 - 190 páginas
...investigate any facts, conditions, practices, or matters which It may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions... | |
 | United States. Congress. House. Committee on Labor - 1936 - 822 páginas
...The Commission may, in its discretion, make such investigations as itdeems necessary or appropriate to determine whether any person has violated or is about to violate any provision of this Act or of any license, rule, or regulation issued thereunder, or whether any license issued undo/... | |
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