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" The Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate... "
Annual Report of the SEC. - Página 66
por United States. Securities and Exchange Commission - 1963
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 562 páginas
...employment, or action. The Commission may, in its discretion, make such investigations as it deema necessary to determine whether any person has violated or is about to violate any provision of this subsection (p) or any rule or regulation thereunder, and may require or permit any person to file...
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Oil Land Leasing Act of 1920 ... and Other Laws Relating to Mineral Lands

United States - 1937
[ Lo sentimos, el contenido de esta página está restringido. ]
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To Regulate the Textile Industry: Hearings Before the Subcommittee... on H.R ...

United States. Congress. House. Committee on Labor - 1937 - 573 páginas
...The Commission may, in its discretion, make such investigations as it deems necessary or appropriate to determine whether any person has violated or is about to violate any provision of this Act or of any rule or regulation issued thereunder, or whether provision of this Act is effectuating...
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To Regulate the Textile Industry: Hearings Before the ..., Volúmenes1-9

United States. Congress. House. Committee on Labor - 1937
...The Commission may, in its discretion, make such investigations as it deems necessary or appropriate to determine whether any person has violated or is about to violate any provision of this Act or of any rule or regulation issued thereunder, or whether provision of this Act is effectuating...
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Natural Gas: Hearing Before the Committee on Interstate and Foreign Commerce ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 149 páginas
...investigate any facts, conditions, practices, or matters which it may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions...
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Natural Gas, Hearing Before ... , 75-1, March 24 and 25, 1937

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 149 páginas
...investigate any facts, conditions, practices, or matters which it may find necessary or proper in order to determine whether any person has violated or is about to violate any provision of this Act or any rule, regulation, or order thereunder, or to aid in the enforcement of the provisions...
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Independent Offices Appropriation Bill for 1936: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1935 - 406 páginas
...is authorized to investigate not only exchanges, members, brokers, and dealers, but any person who "has violated or is about to violate" any provision of the act or rule or regulation. OFFICE OF THE GENERAL COUNSEL The general counsel is in responsible charge of all...
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Decisions and Reports, Volumen3

United States. Securities and Exchange Commission - 1940
...powers. Congress explicitly provided in Section 21 (a) that the Commission may, in its discretion, make such investigations as it deems necessary to...violated or is about to violate any provision of the Act. Furthermore, that section authorizes the Commission to investigate "any facts, conditions, practices,...
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Decisions and Reports, Volumen14

United States. Securities and Exchange Commission - 1947
...protection of investors. Section 21 (a) provide! In pertinent part: The Commission may, in it! discretion, make such investigations as it deems necessary to...has violated or is about to violate any provision of this title or any rule or regulation thereunder, and may require or permit any person to file with...
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