 | United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5, United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 848 páginas
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or, in general any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, guaranty of, assumption of liability on, or warrant or right to subscribe to or purchase, any of the... | |
 | 1998 - 528 páginas
...bond, debenture, transferable share, investment contract, voting trust certificate, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. (35) Solicitation; solicit.... | |
 | 2002 - 564 páginas
...bond, debenture, transferable share, investment contract, voting trust certificate, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. (35) Solicitation; solicit.... | |
 | 2004 - 500 páginas
...index of securities (including any interest therein or based on the value thereof), or, in general, any instrument commonly known as a "security'; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing. Security does not include currency;... | |
 | 1989 - 820 páginas
...subscribe to or purchase such a security; or any warrant or right to subscribe to or purchase such a security; or any certificate of interest or participation in, temporary or interim certificate for, or receipt for any of the foregoing; out does not mean (i) stock issued by a Federal Home Loan Bank,... | |
 | 2004 - 938 páginas
...indebtedness, collateral-trust certificate, transferable share, certificate of deposit for a security, or, in general, any interest or instrument commonly known as a "security." Securities Documentation means the applicable statement of terms, trust indenture, securities agreement... | |
 | 2001 - 1098 páginas
...is acting in that capacity. (r) Security means any note, bond, debenture, evidence of indebtedness, or, in general, any interest or instrument commonly known as a "security." (s) Security Entitlement means the rights and property interest of an Entitlement Holder with respect... | |
 | 1993 - 100 páginas
...privilege entered into on a national securities exchange relating to foreign currency, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing; but shall not include currency... | |
 | United States. General Accounting Office - 1992 - 100 páginas
...privilege entered into on a national securities exchange relating to foreign currency, or in general, any instrument commonly known as a "security"; or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing; but shall not include currency... | |
 | United States, United States. Congress. House. Committee on Energy and Commerce - 1993 - 656 páginas
...straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,... | |
| |
... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. 
