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" control" (including the terms "controlling", "controlled by" and "under common control with") means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of a person, whether through the ownership... "
The Code of Federal Regulations of the United States of America - Página 228
1967
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Insurance Company Regulation: Hearing Before the Subcommittee on ..., Volumen4

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 1991 - 384 páginas
...(im-hnting the terms "controlling", "controlled by" and "under common control with") means the p outlaid a. direct or indirect, of the power to direct or cause...whether through the ownership of voting securities, the holding of poLcynolders' proxies by contract other than a muoweiual contract for goods or nonnnanagement...
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Relationship of Arizona Governor J. Fife Symington III with ..., Volumen4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations - 1992 - 1034 páginas
...family" means the spouse, parents, lineal descendants, brothers and sisters of a Person. "Control" means the possession, direct or indirect, of the power...ownership of voting securities, by contract, or otherwise. ARZ 006179 1.3 "Agreement" means this Agreement of Limited Partnership, as the same may be amended...
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Relationship of Arizona Governor J. Fife Symington III with ..., Volumen4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations - 1992 - 1012 páginas
...family" means the spouse, parents, lineal descendants, brothers and sisters of a Person. "Control" meani possession, direct or indirect, of the power to direct...ownership of voting securities, by contract, or otherwise. ARZ 006179 , 1.3 "Agreement" mean* this Agreement of Limited Partnership, as the same may be amended...
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Relationship of Arizona Governor J. Fife Symington III with ..., Volumen4

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on General Oversight and Investigations - 1992 - 1004 páginas
...descendants (and their spouses), brothers and sisters of a Person. "Control" means the -possession, iirect or indirect, of the power to direct or cause the jirection...ownership of voting securities, by contract, or otherwise. The foregoing definition shall apply wherever the term "affiliate" is used in this Agreement (whether...
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Making Government Work: Electronic Delivery of Federal Services

1994 - 168 páginas
...reports to other persons. "Control", including the terms "controlled by" or "under common control with", the possession, direct or indirect, of the power to...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power...
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Due Diligence in Business Transactions

Gary M. Lawrence - 2023 - 1506 páginas
...rules for reporting ownership of, and transactions in, securities of the Company on Forms 3, 4 and 5. Control The term "control" (including the terms "controlling,"...ownership of voting securities, by contract or otherwise. Equity Security The term "equity security" means any stock or similar security, certificate of interest...
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Trade Agreements Resulting from the Uruguay Round of Multilateral ..., Volumen4

United States. Congress. House. Committee on Ways and Means - 1994 - 868 páginas
...Exchange Act of 1934. The regulatory language interpreting these statutes defines "control" to mean "the possession, direct or indirect, of the power...of voting securities, by contract, or otherwise." 17 CFR $S 230.405, 240.12b-2 (1993). The amendments to the Tariff Act of 1930 should further provide...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 1066 páginas
...no more than 30 persons; and (ii) Has not been and is not planned to be publicly offered. Control. Control (including the terms controlling, controlled...ownership of voting securities, by contract, or otherwise. Ownership. Ownership or ownership interest means a legal or beneficial interest in an entity, or a...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 676 páginas
...loMTt th« utie of the cWf in*ur»o<* regulatory offidml wherever the word "commijiianer" appear*. C. "Control.* The term "control" (including the terms...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power...
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Financial Services Modernization: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Financial Institutions and Consumer Credit - 1997 - 886 páginas
...term •control* (including the terms 'controlling," "controlled by* and "under common control with1*) means the possession, direct or indirect, of the power...through the ownership of voting securities, by contract other than a commercial contract for goods or nonmanagement services, or otherwise, unless the power...
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