 | Jens Wüstemann - 2002 - 244 páginas
...es für jede Person rechtswidrig ist »(1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
 | Michael Keenan, Lawrence J. White - 2003 - 372 páginas
...Rule 10b-5 (17 CFR 240.10b-5), adopted by the commission in 1942, states that it shall be unlawful for any person, directly or indirectly, by the use...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading;... | |
 | Edward Soule - 2003 - 212 páginas
...Subsequently, the SEC prescribed Rule 10b-5, which provides in pertinent part that It shall be unlawful . . . a) To employ any device, scheme, or artifice to defraud,...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading,... | |
 | Mark J. P. Anson - 2003 - 512 páginas
...of any national securities exchange: (1) To employ any device, scheme, or artifice to defraud, (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading,... | |
 | 林萬佳 - 2003 - 526 páginas
...b-5*U'I of the SEC, this rule makes it unlawful, in connection with the purchase or sale of any security, to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made. ftifttt* runaway gap a gap incurred when the price is rising. See:... | |
 | Joseph McCahery, Erik M. Vermeulen - 2004 - 500 páginas
...merger, shareholders share equally. "* 7s Under rule 10b-5: 1t shall be unlawfol for any person ... (a) To employ any device, scheme, or artifice to defraud,...material fact or to omit to state a material fact neiessary in order to make the statements made, in the light of the circumstances under which they... | |
 | United States. Congress. Senate. Committee on Governmental Affairs - 2004 - 1748 páginas
...I5U.SC §78j(b). 171 Rule lOb-S stares that it is unlawful for any person, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...untrue statement of a material fact or to omit to stale a material fact necessary in order to make the statements made, in the light of the circumstances... | |
 | James B. Witkin - 2004 - 1108 páginas
...the purchase or sale of any security, • To employ any device, scheme, or artifice to defraud • To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading... | |
 | Andrew J. Sherman - 2004 - 454 páginas
...national securities exchange to: (a) employ any device, scheme, or artifice to defraud; (b) make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading;... | |
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... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
