Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... Annual Report of the SEC. - Página 59por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 páginas
...indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer of such security, must file, at the time of the registration of the security or within 10 days after he... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...security — other than an exempted security — which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, to file with the exchange and the Commission a statement of the amount of all equity... | |
| United States - 1955 - 54 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Office of the Comptroller of the Currency - 1966 - 480 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities... | |
| United States. Congress. Senaate. Banking and Currency Committee - 1967 - 288 páginas
...beneficial owner of more than 10 percent of an equity security registered pursuant to section 12 of the act or who is a director or an officer of the issuer of such security, to file at the time of the registration of such security on a national securities exchange... | |
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