Hidden fields
Libros Libros
" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Annual Report of the SEC. - Página 59
por United States. Securities and Exchange Commission - 1963
Vista completa - Acerca de este libro

Securities Exchange Act Amendments, Hearings Before a Subcommttee of ...,81 ...

United States. Congress. Senate. Committee on Banking and Currency - 1950 - 242 páginas
...indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer of such security, must file, at the time of the registration of the security or within 10 days after he...
Vista completa - Acerca de este libro

Stock Market Study: Regulation of Unlisted Securities : Hearings ..., Partes2-3

United States. Congress. Senate. Committee on Banking and Currency - 1955 - 728 páginas
...security — other than an exempted security — which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, to file with the exchange and the Commission a statement of the amount of all equity...
Vista completa - Acerca de este libro

Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
Vista completa - Acerca de este libro

SEC Legislation, Hearings Before a Subcommittee ...,86-1 on ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
Vista completa - Acerca de este libro

SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
Vista completa - Acerca de este libro

SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 550 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
Vista completa - Acerca de este libro

Comparative Regulations of Financial Insitutions

United States. Congress. House. Committee on Banking and Currency. Subcommittee on Domestic Finance - 1963 - 444 páginas
...percent of any class of any equity security which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security to file, at the time of registration of such security or within 10 days after he becomes...
Vista completa - Acerca de este libro

Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce, United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1964 - 1624 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
Vista completa - Acerca de este libro

Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
Vista completa - Acerca de este libro

Full Disclosure of Corporate Equity Ownership and in Corporate Takeover Bids ...

United States. Congress. Senaate. Banking and Currency Committee - 1967 - 288 páginas
...beneficial owner of more than 10 percent of an equity security registered pursuant to section 12 of the act or who is a director or an officer of the issuer of such security, to file at the time of the registration of such security on a national securities exchange...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF