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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Annual Report of the SEC. - Página 59
por United States. Securities and Exchange Commission - 1963
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Compilation of Releases Dealing with Matters Arising Under the Securities ...

United States. Securities and Exchange Commission - 1968 - 76 páginas
...registered on a national securities exchange or registered pursuant to new Section 12(g) of the Act, or who is a director or an officer of the issuer of such security, to file an initial report disclosing the amount of each class of the issuer's equity...
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Role of Giant Corporations: Hearings, Ninety-first Congress ..., Volumen2,Parte2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1644 páginas
...security (other than an exempted security) which is registered pursuant to section 78Z of this title, such security, shall file, at the time of the registration of such security on a national securities...
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Compilation of Releases Dealing with Matters Frequently Arising Under the ...

United States. Securities and Exchange Commission - 1970 - 120 páginas
...registered on a national securities exchange or registered pursuant to new section 12 (g) of the Act, or who is a director or an officer of the issuer of such security, to file an initial report disclosing the amount of each class of the issuer's equity...
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Securities Act of 1933 Release, Temas4727-4899

United States. Securities and Exchange Commission - 502 páginas
...registered on a national securities exchange or registered pursuant to new Section 12(g) of the Act, or who is a director or an officer of the issuer of such security, to tile an initial report disclosing the amount of each class of the issuer's equity...
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Federal Data Banks and Constitutional Rights: A Study of Data ..., Volumen5

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Constitutional Rights - 1974 - 864 páginas
...equity security which is registered under Section 12(b) for exchange listing or under Section 12(g) for over-the-counter trading, or who is a director...Similar provisions applicable to insiders of registered public utility holding companies and registered closed-end investment companies are contained in Section...
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United States Government Data Collection Activities with Respect to Foreign ...

Council on International Economic Policy (U.S.) - 1975 - 382 páginas
...indirectly, more than 10 percent of any class of equity security which is registered with the Commission, or who is a director or an officer of the issuer of any such security. Comparable information is required to be reported by the company in an annual report on Form 10-K....
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988 - 560 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1999 - 742 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities...
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