 Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer...  Annual Report of the SEC. - Página 59por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States - 1997 - 776 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities... | |
 | Philippines - 2001 - 286 páginas
...centum (10%) of any class of any equity security which satisfies the requirements of Subsection 17.2, or who is a director or an officer of the issuer of such security, shall file, at the time either such requirement is first satisfied or within ten days... | |
 | United States. Congress. House. Committee on Energy and Commerce - 2002 - 216 páginas
...security (other than an exempted security) which is registered pursuant to section 12 of this title, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security on a national securities... | |
 | Stanton P. Eigenbrodt - 2003 - 761 páginas
...of any equity security (other than an exempted security) which is registered pursuant to Section 12, or who is a director or an officer of the issuer of such security, shall file the statements required by this subsection with the Commission (and, if such... | |
 | Carol A. Cantrell - 2007 - 902 páginas
...security (other than an exempted security) which is registered pursuant to Section 12 of this title, or who is a director or an officer of the issuer of such security " Each of these categories of insiders presents some degree of uncertainty. [1] Officers... | |
 | Philip Phan, Phillip Hin Choi Phan - 2007 - 360 páginas
...of any equity security (other than an exempted security) which is registered pursuant to Section 12, or who is a director or an officer of the issuer of such security, shall file the statements required by this subsection with the Commission (and, if such... | |
 | Markus Nassen - 2007 - 141 páginas
...of any equity security (other than an exempted security) which is registered pursuant to section 12, or who is a director or an officer of the issuer of such security, shall file the statements required by this subsection with the Commission (and, if such... | |
 | United States. Securities and Exchange Commission - 1967 - 198 páginas
...short-term trading in a company's securities. Ownership Reports. — Section 16 (a) of the Exchange Act requires every person who beneficially owns, directly...to file statements with the Commission disclosing the amount of all equity securities of the issuer of which he is the beneficial owner and changes in... | |
 | United States. Securities and Exchange Commission - 1974 - 244 páginas
...indirectly, more than 10 percent of any class of equity security which is registered under Section 12, or who is a director or an officer of the issuer of...to file statements with the Commission disclosing the amount of all equity securities of the issuer of which he is the beneficial owner and changes in... | |
 | United States. Securities and Exchange Commission - 1956 - 1150 páginas
...exempted security) which is listed and registered on a national securities exchange, or who becomes a director or an officer of the issuer of any such security, is required to file with the Commission and the exchange a statement of his ownership of the issuer's... | |
| |
