 Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the...  Annual Report of the SEC. - Página 30por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | D. Larry Crumbley, Rezaee Zabihollah - 2004 - 980 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | Philippines - 2004 - 446 páginas
...who, in a registration statement, notice, or Plan filed under this Act, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall, upon conviction, suffer a fine of... | |
 | United States. Securities and Exchange Commission - 1956 - 1150 páginas
...reported net income to approximately $773,000, or $2.07 per share. STOP-ORDER PROCEEDINGS Section 8 (d) provides that if it appears to the Commission at any...may institute proceedings looking to the issuance of n stop order suspending the effectiveness of the registration statement. Where such an order is issued,... | |
 | United States. Securities and Exchange Commission - 1967 - 198 páginas
...order "suspending" the effectiveness of a registration statement which includes an untrue statement of a material fact or omits to state any material fact...to make the statements therein not misleading. The effect of a stop order, which may be issued even after the sale of securities has begun, is to bar... | |
 | United States - 1973 - 402 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | 1933 - 690 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| |
