 Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the...  Annual Report of the SEC. - Página 30por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 páginas
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or neoe.-a£ry to make the statements therein not misleading, shall upon conviction be fired not more... | |
 | United States. Securities and Exchange Commission - 1953 - 1110 páginas
...appears to the Commission at any time that the registration statement include any untrue statement of a material fact or omits to state any material fact required to V stated therein or necessary to make the statements therein not misleading, the Commission may, after... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1939 - 324 páginas
...title and the rules and regulations thereunder: "(2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; "(3) any person designated as trustee under... | |
 | United States - 1953 - 1692 páginas
...who willfully, in a registration statement filed under this subchapter, makes any untrue statement of ns who are not investment bankers or affiliated persons of any investment banker. or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
 | 1998 - 528 páginas
...If it appears to the Office at any time that the offering circular includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, then the Office may pursue any remedy it... | |
 | 1999 - 524 páginas
...the Office at any .time that the offering circular includes 'any untrue statement of a material .lact or omits to state any material fact 'required to be stated therein or nec-«ssary to make the statements therein not misleading, then the Office may .pursue any remedy... | |
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