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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Annual Report of the SEC. - Página 30
por United States. Securities and Exchange Commission - 1963
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Decisions and Reports, Volumen2

United States. Securities and Exchange Commission - 1939 - 1152 páginas
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact required to to stated therein or necessary to make the statements therein not misleading, the Commission may, after...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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Amending Securities Act of 1933, Securities Exchange Act of 1934, Trust ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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Amendments to Securities Act of 1933 (exemptions).: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 806 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity...
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Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity...
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Amending Clayton Act by Requiring Prior Notification of Certain Corporate ...

United States. Congress. House. Committee on the Judiciary - 1956 - 240 páginas
...who willfully in a registration statement filed under this subchapter makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Amending Clayton Act by Requiring Prior Notification of Certain Corporate ...

United States. Congress. House. Committee on the Judiciary, United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1956 - 230 páginas
...who willfully in a registration statement filed under this subchapter makes any untrue statement of a material fact or omits to state any material fact required to be stilted therein or necessary to make the statements therein not misleading, shall upon conviction be...
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...document filed under this title or any rule or regulation thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein ijot misleading, shall upon conviction be fined not more...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...willfully, in a registration statement filed under this title, SEC LEGISLATION mite any untrue statement of a material fact or omits to state any material fact required to be Sited therein or necessary to make the statements [herein not misleading, shall upon conviction be...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to l>e stated therein or necessary to make the statements therein, in the light of the circumstances under...
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