Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... Annual Report of the SEC. - Página 30por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1939 - 1152 páginas
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact required to to stated therein or necessary to make the statements therein not misleading, the Commission may, after... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 176 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1954 - 168 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 806 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity... | |
| United States. Congress. House. Committee on the Judiciary - 1956 - 240 páginas
...who willfully in a registration statement filed under this subchapter makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...document filed under this title or any rule or regulation thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein ijot misleading, shall upon conviction be fined not more... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...willfully, in a registration statement filed under this title, SEC LEGISLATION mite any untrue statement of a material fact or omits to state any material fact required to be Sited therein or necessary to make the statements [herein not misleading, shall upon conviction be... | |
| United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to l>e stated therein or necessary to make the statements therein, in the light of the circumstances under... | |
| |