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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Annual Report of the SEC. - Página 30
por United States. Securities and Exchange Commission - 1963
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Extension of Temporary Interestrate Controls: Hearings Before ... , 90-1 on ...

United States Congress. House. Banking and Currency Committee - 1967 - 136 páginas
...who willfully, in a registration statement filed under this subchapter, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Supplemental Appropriations for Fiscal Year 1969, Hearings ... 90-2, OnH.R ...

United States. Congress. Senate. Appropriations - 1968 - 620 páginas
...filed under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both....
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Hearings, Reports and Prints of the Senate Committee on Appropriations

United States. Congress. Senate. Committee on Appropriations - 1968 - 620 páginas
...tiled under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than £5,000 or imprisoned not more than five years, or both....
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Supplemental Appropriations for Fiscal Year 1969: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Appropriations - 1968 - 624 páginas
...filed under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than ¥5,000 or imprisoned not more than five years, or both....
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Supplemental Appropriations for Fiscal Year 1969: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Appropriations - 1968 - 1598 páginas
...Secretary at any time that a statement of record, which is in effect, includes any untrue statement of a material fact or omits to state any material fact required to be slated therein or necessary to make the statements therein not misleading, the Secretary nmy, after...
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Basic Laws and Authorities on Housing and Urban Development ..., Volúmenes81-969

United States - 1969 - 974 páginas
...filed under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both....
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Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1736 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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Consumer Protection Act of 1970, Hearings... 91-2, on S. 3201, August 27, 28 ...

United States. Congress. Senate. Judiciary - 1970 - 528 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statement therein not misleading, shall upon conviction be fined not more...
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Penn Central Transportation Company: Adequacy of Investor Protection ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Special Subcommittee on Investigations - 1971 - 258 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall ui»n conviction be fined not more...
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Reform of the Federal Criminal Laws: Hearings, Ninety-second Congress, First ...

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Criminal Laws and Procedures - 1971 - 1044 páginas
...or any rule, regulation, or order issued pursuant thereto, knowingly makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading. Comment In accordance with the policy of...
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