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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Annual Report of the SEC. - Página 30
por United States. Securities and Exchange Commission - 1963
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Compilation of the Housing and Community Development Amendments of 1979 ...

1980 - 1138 páginas
...filed under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.”....
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Basic Laws on Housing and Community Development, Revised Through November 8 ...

United States - 1984 - 882 páginas
...filed under, or in a property report issued pursuant to, this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein, shall upon conviction be fined not more than $10,000 or imprisoned not more than 5 years, or both....
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not 7Seealsol8U.SC 3623. misleading, shall upon conviction...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1989 - 584 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1999 - 742 páginas
...appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity...
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Ferrara on Insider Trading and the Wall

Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy - 2023 - 960 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Compilation of Securities Laws Within the Jurisdiction of the ..., Volumen4

United States - 1997 - 776 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Securitizations: Legal and Regulatory Issues

Patrick D. Dolan, C. VanLeer Davis - 2000 - 1220 páginas
...(if required to be filed as part of the registration statement) or includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which such prospectus...
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Organizing, Financing, Growing, and Selling Businesses: Forms and Advice for ...

Fredric D. Tannenbaum - 2002 - 1362 páginas
...in connection with the transactions contemplated by this Agreement contains any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the representations, warranties or statements made, in the context in which made,...
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