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" Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the... "
Annual Report of the SEC. - Página 30
por United States. Securities and Exchange Commission - 1963
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Annual Report of the Securities and Exchange Commission, Volumen25

United States. Securities and Exchange Commission - 1959 - 1524 páginas
...registrants for requesting withdrawal of the 118 registration statements that were withdrawn during the 1961 fiscal year are shown in the following table : STOP...suspending the effectiveness of the registration statement. AVhere such an order is issued, the offering cannot lawfully be made, or continued if it lias already...
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U.S. Master Auditing Guide (Third Edition)

D. Larry Crumbley, Rezaee Zabihollah - 2004 - 980 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Official Gazette, Volumen100,Temas28-29

Philippines - 2004 - 446 páginas
...who, in a registration statement, notice, or Plan filed under this Act, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall, upon conviction, suffer a fine of...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1956 - 1150 páginas
...reported net income to approximately $773,000, or $2.07 per share. STOP-ORDER PROCEEDINGS Section 8 (d) provides that if it appears to the Commission at any...may institute proceedings looking to the issuance of n stop order suspending the effectiveness of the registration statement. Where such an order is issued,...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1967 - 198 páginas
...order "suspending" the effectiveness of a registration statement which includes an untrue statement of a material fact or omits to state any material fact...to make the statements therein not misleading. The effect of a stop order, which may be issued even after the sale of securities has begun, is to bar...
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Laws Relating to Securities Commission, Exchanges and Holding Companies ...

United States - 1973 - 402 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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United States Congressional Serial Set

1933 - 690 páginas
...person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more...
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Legislation to Revise and Recodify Federal Criminal Laws: Hearings Before ...

United States. Congress. House. Committee on the Judiciary. Subcommittee on Criminal Justice - 1978 - 938 páginas
...10ЯГ! Act. "any person who willfully. In a registration statement . . .. makes nn.v untrue statement of a material fact or omits to state any material fact required to he slated therein or necessary to make the statements therein not misleading" IB guilty of n felonv...
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