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" ... (b) For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take... "
The Code of Federal Regulations of the United States of America - Página 480
1986
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 1068 páginas
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may 8BC 31 / U (a) Service of a subpoena upon a person named therein shall be made be the investigating officer (1)...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...the broker-dealer. (b) To designate officers empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records in §200.30-4 the course of investigations instituted by the Commission pursuant to section 2l(b) of the...
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Study of Monopoly Power: Hearings Before the Subcommittee on Study of ...

United States. Congress. House. Committee on the Judiciary. Subcommittee on Study of Monopoly Power - 1949 - 850 páginas
...or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which the Commission deems relevant or material to the inquiry. Such attendance of witnesses and the...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 páginas
...to in section 4(3) (B) of the Act (15 USC 77(d) (3) (B)). (b) (1) To designate officers ernpowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents In the course of any examination or investigation instituted by the Commission pursuant...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1996 - 344 páginas
...testimony, take evidence, compel the filing of special reports and interrogatories, gather information, and require the production of any books, papers, correspondence,...contracts, agreements or other records in the course of formal investigations conducted by the Office of the General Counsel. (*) Designate presiding officers...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1968 - 782 páginas
...referred to In section 4(3) (B) of the Act. (b) (1) To designate officers empowered to a4-mtnister oaths and affirmations, subpoena witnesses, compel...evidence, and require the production of any books, papers, or other documents in the course of any examination or investigation instituted by the Commission pursuant...
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Bank Holding Legislation: Hearings Before the Committee on ..., Partes1-3

United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any...
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Proposed Revision and Codification of Title 16, United States Code, Entitled ...

United States. Congress. House. Committee on the Judiciary - 1954 - 680 páginas
...of the Commission, or any officer designated by it, may administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry. Such attendance of witnesses and the...
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Proposed Revision and Codification of Title 16, United States Code, Entitled ...

United States. Congress. House. Committee on the Judiciary - 1954 - 678 páginas
...Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry. Such attendance of witnesses and the...
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Securities Exchange Act of 1934 as Amended to August 10, 1954

United States - 1955 - 54 páginas
...Commission or any officer designated by it is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...production of any books, papers, correspondence, memoranda, or other records which the Commission deems relevant or material to the inquiry. Such attendance of...
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