| 1997 - 1068 páginas
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may 8BC 31 / U (a) Service of a subpoena upon a person named therein shall be made be the investigating officer (1)... | |
| 1978 - 1130 páginas
...the broker-dealer. (b) To designate officers empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records in §200.30-4 the course of investigations instituted by the Commission pursuant to section 2l(b) of the... | |
| 1970 - 670 páginas
...to in section 4(3) (B) of the Act (15 USC 77(d) (3) (B)). (b) (1) To designate officers ernpowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents In the course of any examination or investigation instituted by the Commission pursuant... | |
| 1996 - 344 páginas
...testimony, take evidence, compel the filing of special reports and interrogatories, gather information, and require the production of any books, papers, correspondence,...contracts, agreements or other records in the course of formal investigations conducted by the Office of the General Counsel. (*) Designate presiding officers... | |
| 1968 - 782 páginas
...referred to In section 4(3) (B) of the Act. (b) (1) To designate officers empowered to a4-mtnister oaths and affirmations, subpoena witnesses, compel...evidence, and require the production of any books, papers, or other documents in the course of any examination or investigation instituted by the Commission pursuant... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1953 - 854 páginas
...or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which are relevant or material to the inquiry. Such attendance of witnesses and the production of any... | |
| United States. Congress. House. Committee on the Judiciary - 1954 - 680 páginas
...of the Commission, or any officer designated by it, may administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry. Such attendance of witnesses and the... | |
| United States. Congress. House. Committee on the Judiciary - 1954 - 678 páginas
...Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry. Such attendance of witnesses and the... | |
| United States - 1955 - 54 páginas
...Commission or any officer designated by it is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence,...production of any books, papers, correspondence, memoranda, or other records which the Commission deems relevant or material to the inquiry. Such attendance of... | |
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