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" For the purpose of any such investigation, or any other proceeding under this title, any member of the Commission or any officer designated by it is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence,... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 361
1985
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...existence or are not engaged in business as investment advisers. (f ) To designate officers empowered to administer oaths and affirmations, subpoena witnesses,...correspondence, memoranda, contracts, agreements, -12 167 or other records in the course of Investigations instituted by the Commission pursuant to section...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1997 - 1068 páginas
...the Investigating Officer, in connection with any formal investigation ordered by the Commission, may 8BC 31 / U (a) Service of a subpoena upon a person named therein shall be made be the investigating officer (1)...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 670 páginas
...to in section 4(3) (B) of the Act (15 USC 77(d) (3) (B)). (b) (1) To designate officers ernpowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents In the course of any examination or investigation instituted by the Commission pursuant...
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Washington Metropolitan Area Transportation Problems: Hearings Before the ...

United States. Congress. Joint Committee on Washington Metropolitan Problems - 1958 - 402 páginas
...proceeding under this Act, any member of the Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpoena witnesses,...memoranda, contracts, agreements, or other records which the Commission finds relevant or material to the inquiry. Hearings; Rules of Procedure 14. Hearings...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1961 - 428 páginas
...the matter to be investigated. For the purpose of any investigation, the Administration is empowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers and documents which are relevant to the inquiry. Such attendance of witnesses and the production of...
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Securities Regulations for the District of Columbia: Hearing Before a ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 72 páginas
...or proceeding under these regulations, the Director or any officer or employee designated by him may administer oaths .and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, agreements or other documents or records which the Director deems relevant or .material to the inquiry....
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Securities Regulations for the District of Columbia

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 68 páginas
...or proceeding under these regulations, the Director or any officer or employee designated by him may administer oaths and affirmations, subpoena witnesses,...production of any books, papers, correspondence, memoranda, agreeinents or other documents or records which the Director deems relevant or material to the inquiry....
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 páginas
...thereof, pursuant to Rule 604 (d), § 230.604 (d) of this chapter. (c)(l) To designate officers empowered to administer oaths and affirmations, subpoena witnesses,...evidence, and require the production of any books, papers, or other documents in the course of any examination or investigation instituted by the Commission pursuant...
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Judicial Fitness: Hearings Before the Subcommittee on Improvements in ...

United States. Congress. Senate. Judiciary - 1966 - 374 páginas
...(a) The Commission on Judicial Disabilities and the [court of appeals] General Assembly are empowered to administer oaths and affirmations, subpoena witnesses,...correspondence, memoranda, contracts, agreements, other records or tangible things which the Commission or the [Court of Appeals] General Assembly finds...
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Judicial Fitness: Hearings, Eighty-ninth Congress, Second Session, on ...

United States. Congress. Senate. Committee on the Judiciary. Subcommittee on Improvements in Judicial Machinery. [from old catalog] - 1966 - 294 páginas
...(a) The Commission on Judicial Disabilities and the [court of appeals] General Assembly are empowered to administer oaths and affirmations, subpoena witnesses,...correspondence, memoranda, contracts, agreements, other records or tangible things which the Commission or the [Court of Appeals] General Assembly finds...
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