Hidden fields
Libros Libros
" To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or... "
Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of ... - Página 100
por David P. McCaffrey, David W. Hart - 1998 - 224 páginas
Vista previa limitada - Acerca de este libro

International Tax Evasion/tax Treaty Issues: Hearings Before a ..., Volumen4

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1988 - 644 páginas
...statement made, in light of the circumstances under which it was made, not misleading; or (iii) dishonestly to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person; (i) "Foreign corrupt practices* which means the corrupt offering, paying, or making of inducements...
Vista completa - Acerca de este libro

Leveraged Buyouts and Corporate Debt: Hearing Before the Committee ..., Parte2

United States. Congress. Senate. Committee on Finance - 1989 - 224 páginas
...statements made, in light of the circumstances under which they were made, not misleading: or (IiI) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent - fraudulent, deceptive or manipulative acts or practices...
Vista completa - Acerca de este libro

Tax Policy Aspects of Mergers and Acquisitions: Hearings Before the ..., Parte1

United States. Congress. House. Committee on Ways and Means - 1989 - 972 páginas
...statements made, in light of the circumstances under which they were made, not misleading: or (ill) To engage In any act. practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices...
Vista completa - Acerca de este libro

The Nature and Extent of Telemarketing Fraud and Federal and State Law ...

United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee - 1991 - 952 páginas
...necessary .in order to make the statements made, in light of the circumstances under which they are made, not misleading; or c. to engage in any act,...would operate as a fraud or deceit upon any person. SUBSTANTIVE OFFENSES b. Theft By Deception 11 Counts Racketeering Acts one through eleven are incorporated...
Vista completa - Acerca de este libro

Abandonment of the Private Right of Action for Aiding and Abetting ..., Volumen4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1994 - 356 páginas
...statements made, in the light of the circumstances under which they were made, not misleading; or 3. To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. In a series of cases, the Federal courts have held that despite the lack of an express private remedy...
Vista completa - Acerca de este libro

Mutual Assistance in Criminal and Business Regulatory Matters

William C. Gilmore - 1995 - 464 páginas
...statement made, in light of the circumstances under which it was made, not misleading; or (iii) dishonestly to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person; (i) "Foreign corrupt practices" which means the corrupt offering, paying, or making of inducements...
Vista previa limitada - Acerca de este libro

You Can't Cheat an Honest Man: How Ponzi Schemes and Pyramid Frauds Work and ...

James Walsh - 1998 - 331 páginas
...the statements made , in light of the circumstances under which they were made, not misleading; or 3) to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person.... To elaborate this point further, section 12(2) of the Securities Act of 1933 provides that: Any person...
Vista previa limitada - Acerca de este libro

Asia-Pacific Legal Development

Gerry Ferguson - 1998 - 624 páginas
...with the puchase or sale of any securities (a) to emply any device, scheme or artifice to defraud; (b) to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person; or Singaporean legislation on the regulation of the securities industry and market manipulation was...
Vista previa limitada - Acerca de este libro

106-2 Hearings: Day Trading: Everyone Gambles But The House, S. Hrg. 106-505 ...

2000 - 1218 páginas
...statements made, in the light of the circumstances under which they are m*Af not mi«i>««<ing_ or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. 164. Section 1 02 of the Act provides: It is unlawful for any person who receives any consideration...
Vista completa - Acerca de este libro

The Language of Real Estate

John W. Reilly - 2000 - 494 páginas
...statement of a material fact or to omit a material fact, which omission makes a statement misleading; or to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. The federal antifraud provisions are covered under Rule 10-B5 of the Securities Exchange Act of 1 934...
Vista previa limitada - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros