| United States. Congress. Senate. Committee on Finance - 1989 - 224 páginas
...statements made, in light of the circumstances under which they were made, not misleading: or (IiI) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent - fraudulent, deceptive or manipulative acts or practices... | |
| United States. Congress. House. Committee on Ways and Means - 1989 - 972 páginas
...statements made, in light of the circumstances under which they were made, not misleading: or (ill) To engage In any act. practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
| William C. Gilmore - 1995 - 464 páginas
...statement made, in light of the circumstances under which it was made, not misleading; or (iii) dishonestly to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person; (i) "Foreign corrupt practices" which means the corrupt offering, paying, or making of inducements... | |
| James Walsh - 1998 - 331 páginas
...the statements made , in light of the circumstances under which they were made, not misleading; or 3) to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person.... To elaborate this point further, section 12(2) of the Securities Act of 1933 provides that: Any person... | |
| Gerry Ferguson - 1998 - 624 páginas
...with the puchase or sale of any securities (a) to emply any device, scheme or artifice to defraud; (b) to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person; or Singaporean legislation on the regulation of the securities industry and market manipulation was... | |
| 2000 - 1218 páginas
...statements made, in the light of the circumstances under which they are m*Af not mi«i>««<ing_ or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. 164. Section 1 02 of the Act provides: It is unlawful for any person who receives any consideration... | |
| John W. Reilly - 2000 - 494 páginas
...statement of a material fact or to omit a material fact, which omission makes a statement misleading; or to engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. The federal antifraud provisions are covered under Rule 10-B5 of the Securities Exchange Act of 1 934... | |
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