...person has reasonably discharged the duties and obligations incumbent upon that person, as supervisor, by reason of such procedures and system, without reasonable...procedures and system were not being complied with; "(D) such person was convicted of a felony other than a felony of the type specified in section 8a(2)(D)...

...such procedures and system, without 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 reasonable cause to believe that such procedures and system were not being complied with; "(D) such person was convicted of a felony other than a felony of the type specified in section 8a(2)(D)...

...Protection Act of 1970, the Foreign Corrupt Practices Act of 1977, or any similar statute of a S 2109 IS reasonable cause to believe that such procedures and system were not being complied with; "(D) such person was convicted of a felony other than a felony of the type specified in section 8a(2)(D)...

...discharged the duties incumbent upon him the person by reason of such procedures and system -w4tbout reasonable cause to believe that such procedures and system were not being complied ijif itn* (m ) Has made any material misrepresentation to or withheld or concealed any material fact...

...person has reasonably discharged the duties and obligations incumbent upon that person, as supervisor, by reason of such procedures and system, without reasonable...procedures and system were not being complied with; (D) such person was convicted of a felony other than a felony of the type specified in paragraph (2XD)...

...person has reasonably discharged the duties and obligations incumbent upon that person, as supervisor, by reason of such procedures and system, without reasonable...procedures and system were not being complied with; "(D) such person was convicted of a felony other than a felony of the type specified in paragraph (2XD)...

...violation, if such other person is subject to his supervision. For the purposes of this subparagraph (E) no person shall be deemed to have failed reasonably...procedures and system were not being complied with." 2 Importantly, by its terms, Section 15(b)(4) arguably empowers the SEC to impose respondent superior...

...violation, if such other person is subject to his supervision. For the purposes of this subparagraph (E) no person shall be deemed to have failed reasonably...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...the purposes of this subparagraph (E) no person shall be 101 SECURITIES EXCHANGE ACT OF 1934 Sec. 15 deemed to have failed reasonably to supervise any...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...expected to prevent and detect, insofar as practicable, any such violation by such other person, and (B) such person has reasonably discharged the duties and...procedures and system were not being complied with. SUBSECTION (e). CAUSING OR ASSISTING A VIOLATION— Any person who knowingly causes or gives substantial...