...violation by such other penon, and (B) tuch person hat reasonably discharged the duties and obHptiont incumbent upon him by reason of such procedures and...procedures and system were not being complied with. SUBSECTION (e). CAUSING OR ASSISTING A VIOLATION— Any person who knowingly causes or gives substantial...

...interest. The section provides that no person shall be deemed to have failed reasonably to supervise if (i) there have been established procedures, and...procedures and system were not being complied with. The Commission possesses the same disciplinary authority with respect to investment advisers under Section...

...interest. The section provides that no person shall be deemed to have failed reasonably to supervise if (i) there have been established procedures, and...procedures and system were not being complied with. The Commission possesses the same disciplinary authority with respect to investment advisers under Section...

...expected to prevent and detect, insofar as practicable, any such violation by such other person, and (B) such person has reasonably discharged the duties and...procedures and system were not being complied with. (6) is subject to an order of the Commission entered pursuant to subsection (f) of this section barring...

...violation, if such other person is subject to his supervision. For the purposes of this subparagraph (E) no person shall be deemed to have failed reasonably...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...violation, if such other person is subject to his supervision. For the purposes of this subparagraph (E) no person shall be deemed to have failed reasonably...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...expected to prevent and detect, insofar as practicable, any such violation by such other person, and (B) such person has reasonably discharged the duties and...procedures and system were not being complied with. (6) is subject to an order of the Commission entered pursuant to subsection (f) of this section barring...

...if — (i) there have been established procedures, and a system for applying such procedures, wnich would reasonably be expected to prevent and detect,...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...violation, if such other person is subject to his supervision. For the purposes of this subparagraph (E) no person shall be deemed to have failed reasonably...procedures and system were not being complied with. (F) is subject to an order of the Commission entered pursuant to paragraph (6) of this subsection (b)...

...duties and obligations incumbent upon that person by reason of such procedures and system, and had no reasonable cause to believe that such procedures and system were not being complied with. (7) EFFECT OF SUSPENSION. — (A) ASSOCIATION WITH A PUBLIC ACCOUNTING FIRM. — It shall be unlawful...