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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Independent Offices Appropriation Bill for 1943: Hearings ... 77th Congress ... - Página 164
por United States. Congress. House. Appropriations - 1941 - 1177 páginas
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Federal Procurement Activity and Hard Core Unemployment: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Small Business. Subcommittee on Government Procurement - 1968 - 512 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under Chapter...
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Investment Company Act Amendments of 1967, Bank and Insurance Company ...

United States. Congress. House. Interstate and Foreign Commerce - 1968 - 194 páginas
...believe it should be quite clear. Your suggestion that your industry come under certain provisions of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 — am I to understand that you mean not only the acts as they are now on the books, but as they would...
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Federal Procurement Activity and Hard Core Unemployment: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Small Business. Subcommittee on Government Procurement - 1968 - 490 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under Chapter...
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Investment Company Act Amendments of 1967: Bank and Insurance Company ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 192 páginas
...believe it should be quite clear. Your suggestion that your industry come under certain provisions of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 — am l to understand that you mean not only the acts as they are now on the books, but as they would...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1968 - 1288 páginas
...believe it should be quite clear. Your suggestion that your industry come under certain provisions of the Investment Company Act of 1940 and the Investment Advisers Act of 1940 — am I to understand that you mean not only the acts as t hey are now on the books, but as they would...
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Investment Company Act Amendments of 1967: Hearings, Ninetieth Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968 - 898 páginas
...HE 9510, the "Investment Company Amendments Act of 1967." The stated purpose of the bill is to amend the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies, their investment...
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Role of Giant Corporations: Hearings, Ninety-first Congress ..., Volumen2,Parte2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1644 páginas
...until September 1934), the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as advisor to Federal courts in corporate reorganization proceedings under Chapter...
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Investment Company Amendments Act of 1969, Hearings Before ..., 91-1 on S.34 ...

United States. Congress. Senate. Banking and Currency Committee - 1969 - 468 páginas
...following bill; which was referred to the Committee on Interstate and Foreign Commerce A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and (their investment...
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Investment Company Amendments Act of 1969: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 páginas
...following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 páginas
...following bill; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment...
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