 | Committee on Business and Corporate Litigation - 2006 - 1338 páginas
...material misrepresentations. The court rejected this argument because "Rule 10b-5 makes it unlawful to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
 | Brian L. Nelson - 2006 - 318 páginas
...in connection with the purchase or sale of any security, for any person, directly or indirectly ... to make any untrue statement of a material fact or to omit to state a material fact. (Rule 10b-5of the 1934 Act) In other words, in order to achieve the effect of full and fair disclosure,... | |
 | James R. Cristie - 2007 - 360 páginas
...and Technical Corrections, April 2002, p. 2. [16] SEC Rule 10b-5 makes it unlawful for any person, "to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made not misleading."... | |
 | Christina Reifschneider - 2007 - 260 páginas
...Trading, hier S. 51721. „(1) to employ any device, scheme, or arnfice to defraud, (2) to make any untrne statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not... | |
 | Joshua Ronen, Varda Yaari - 2008 - 587 páginas
...disclosure. Rule 10b-5 of the 1934 Securities Exchange Act states: It shall be unlawful for any person, directly or indirectly... (a) [t]o employ any device,...fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading,... | |
 | Bruce F. Dravis - 2007 - 206 páginas
...Rule 10b-5 is deceptively simple: "It shall be unlawful for any person, directly or indirectly ... to make any untrue statement of a material fact or to omit to state a material fact ... in connection with the purchase or sale of any security."1 More than half a century of litigation... | |
| |
... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... 
