| United States. Congress. Senate. Committee on Banking and Currency - 1967 - 132 páginas
...had submitted to Congress legislative proposals unanimously recommended by the Commission to amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940. They would provide additional protection for mutual fund shareholders in areas where the tremendous... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1967 - 1422 páginas
...AUGENBLICK STATEMENT OF POSITION OF INVESTMENT COMPANY INSTITUTE WITH REGARD TO CERTAIN AMENDMENTS TO THE INVESTMENT COMPANY ACT OF 1940 AND THE INVESTMENT ADVISERS ACT OF 1940 PROPOSED IN S- 1659 ;*tK>n of Affected section S. 1659 of 1940 act Nature of change Comment 2(1) .... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 páginas
...following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment... | |
| United States. Congress. Senate. Banking and Currency Committee - 1969 - 468 páginas
...following bill; which was referred to the Committee on Interstate and Foreign Commerce A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and (their investment... | |
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