| United States. Securities and Exchange Commission - 1960 - 996 páginas
...public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that...the obligations, duties, and liabilities imposed in the Act upon holding companies. In this connection, when we approved Shares plan to become an investment... | |
| United States. Securities and Exchange Commission - 1940 - 1176 páginas
...bargaining in transactions between them as to make It necessary or appropriate In the public Interest or for the protection of Investors or consumers that...subject to the obligations, duties, and liabilities 1m nosed in this title unon affiliates of a company. The employees life insurance plan operates as... | |
| Fritz Haussmann - 1938 - 400 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| United States. Securities and Exchange Commission - 1957 - 1194 páginas
...appropriate in the public interest or for the protection of investors or consumers that [Bond and Share] be subject to the obligations, duties, and liabilities...imposed in this title upon affiliates of a company" (Section 2 (a) (11) (D)). Until Bond and Share is in compliance with Act and application for exemption... | |
| United States. Securities and Exchange Commission - 1941 - 1690 páginas
...bargaining in transactions between them as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligations, dnties, and liabilities imposed in this title upon affiliates of a company. (Italics added.) In accordance... | |
| United States. Securities and Exchange Commission - 1950 - 948 páginas
...necessary or appropriate in the public interest or for the protection of Investor* or consumers that snch person be subject to the obligations, duties, and liabilities Imposed In this title upon holding companies. * See Holding Company Act Release No. 5437. • See Holding Company Act Release... | |
| Clyde Orval Ruggles - 1938 - 802 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| United States. Securities and Exchange Commission - 1956 - 1172 páginas
...public-utility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that such person be subject to the obligation*, duties, and liabilities imposed in this title upon holding companies." Servicing by Amarillo... | |
| United States. Securities and Exchange Commission - 1941 - 1124 páginas
...appropriate In the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed In this title upon subsidiary companies of holding companies. 137 oral argument and the filing of briefs. The Commission... | |
| United States. Securities and Exchange Commission - 1941 - 1192 páginas
...appropriate in the public Interest or for the protection of investors or consumers that such persoi be subject to the obligations, duties, and liabilities imposed in this title npn holding companies. ' The notice and order commencing this proceeding uses the statutory language... | |
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