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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Annual Report of the SEC. - Página 194
por United States. Securities and Exchange Commission - 1963
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Investment Company Act Amendments of 1967: Hearings, Ninetieth Congress ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1968
...HE 9510, the "Investment Company Amendments Act of 1967." The stated purpose of the bill is to amend the Investment Company Act of 1940, and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies, their investment...
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Federal Procurement Activity and Hard Core Unemployment: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Small Business. Subcommittee on Government Procurement - 1968 - 471 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under...
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Federal Procurement Activity and Hard Core Unemployment: Hearings, Ninetieth ...

United States. Congress. Senate. Committee on Small Business. Subcommittee on Government Procurement - 1968 - 471 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under...
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Investment Company Amendments Act of 1969: Hearings, Ninety ..., Volúmenes22-23

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 428 páginas
...following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment...
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Investment Company Amendments Act of 1969: Hearings, Ninety ..., Volúmenes22-23

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 428 páginas
...following bill; which was referred to the Committee on Interstate and Foreign Commerce A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and (their investment...
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High Interest Rates, Hearings Before ..., 91-1 ..., March 25 and 26, and ...

United States. Congress. Senate. Committee on Banking and Currency - 1969 - 127 páginas
...following bill; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment...
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Role of Giant Corporations: Hearings, Ninety-first Congress ..., Volumen2,Parte2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 páginas
...until September 1934), the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as advisor to Federal courts in corporate reorganization proceedings under...
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Mutual Fund Amendments: Hearings Before the Subcommittee on Commerce and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1970 - 952 páginas
...theCommittee on Interstate and Foreign Commerce on Mav 27, 1969, are identical a» follow«:] A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment...
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The Budget of the United States Government

United States. Bureau of the Budget - 1941
...Commission by chapter X, Bankruptcy Act as amended on June 22. 1938 5. Administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940... Grand total obligations Transferred to "Pay of personnel and maintenance of hospitals, Public Health...
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Federal Securities Laws and Small Business Legislation: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1980 - 812 páginas
...venture capital, a venture capital company is not able and cannot possibly live under the strictures of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The Public Utility Holding Company Act that was passed in 1935, it was passed by a majority of one...
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