Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... Annual Report of the SEC. - Página 194por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 páginas
...following bill ; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment... | |
| United States. Congress. Senate. Banking and Currency Committee - 1969 - 468 páginas
...following bill; which was referred to the Committee on Interstate and Foreign Commerce A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and (their investment... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 páginas
...following bill; which was read twice and referred to the Committee on Banking and Currency A BILL To amend the Investment Company Act of 1940 and the Investment Advisers Act of 1940 to define the equitable standards governing relationships between investment companies and their investment... | |
| United States. Bureau of the Budget - 1941 - 1234 páginas
...Commission by chapter X, Bankruptcy Act as amended on June 22. 1938 5. Administration and enforcement of the Investment Company Act of 1940 and the Investment Advisers Act of 1940... Grand total obligations Transferred to "Pay of personnel and maintenance of hospitals, Public Health... | |
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