 Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and...  Annual Report of the SEC. - Página 194por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Interstate and Foreign Commerce - 1960 - 188 páginas
...to the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. These recommendations were then submitted in the 86th Congress to the Committee on Banking and Currency,... | |
 | 1955 - 571 páginas
...until September 3934). the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1039, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under... | |
 | United States Congress. House. Banking and Currency Committee - 1963 - 1116 páginas
...to regulation as dealers or brokers under the Securities Exchange Act of 1934 and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The essential point of the protective legislation of the early 1930's was to establish the principle... | |
 | United States. Congress. House. Committee on Banking and Currency - 1964 - 1108 páginas
...subject to regulations of dealers and brokers under the Securities Act of 1934, and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. I suggest of course the sponsors of this proposal, who are either here or represented will read this... | |
 | United States. Congress. House. Banking and Currency Committee - 1965 - 244 páginas
...to regulation as dealers or brokers under the Securities Exchange Act of 1934 and exempted them from the Investment Company Act of 1940 and the Investment Advisers Act of 1940. The essential point of the protective legislation of the early 1930's was to establish the principle... | |
 | United States. Congress. House. Post Office and Civil Service - 1966 - 536 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act of 1940. By the terms of chapter X of the Bankruptcy Act, as amended in 1938, the Commission also serves as... | |
 | United States. Congress. Senate. Select Committee on Small Business - 1966 - 274 páginas
...Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940. The Commission also serves as adviser to Federal courts in corporate reorganization proceedings under... | |
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