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" ... meaningful cautionary statements identifying important factors that could cause actual results to differ materially from those in the forwardlooking statement... "
Wall Street Polices Itself: How Securities Firms Manage the Legal Hazards of ... - Página 109
por David P. McCaffrey, David W. Hart - 1998 - 224 páginas
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The Financial Collapse of Enron: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations - 2002 - 492 páginas
...in investment opportunities generated by Enron and its subsidiaries, are forward-looking statements. Important factors that could cause actual results to differ materially from those anticipated by the Partnership include the willingness of Enron to permit the Partnership to participate...
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Accountability Issues: Lessons Learned from Enron's Fall : Hearing Before ...

United States. Congress. Senate. Committee on the Judiciary - 2003 - 88 páginas
....the forward looking statement is. . .identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement."4 The Safe Harbor i My knowledge of the specific details of what happened...
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Advanced Private Equity Term Sheets and Series A Documents

Joseph W. Bartlett, Ross Barrett, Michael Butler (Lawyer) - 2003 - 588 páginas
...liability any statement identified as a forward-looking statement if that statement is "accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement." Regardless of a company's or person's intent in issuing the statement,...
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Legal Opinion Letters: A Comprehensive Guide to Opinion Letter Practice

M. John Sterba - 2002 - 1903 páginas
...statement, written or oral, may only be the basis for liability if it is material, not "accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement," or is made "with actual knowledge . . . that it was false or misleading."188...
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Securities Regulation in Cyberspace, Third Edition

1034 páginas
...statement,86 provided the statement "is identified as a forward-looking statement, and is accompanied by meaningful cautionary statements identifying important...actual results to differ materially from those in the forward-looking statement."87 When forward-looking statements are included on an IR website, the issuer...
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Competing for Capital: Investor Relations in a Dynamic World

Bruce W. Marcus - 2005 - 240 páginas
...the law, both written and oral statements must be identified as forward-looking, and accompanied by meaningful cautionary statements identifying important...cause actual results to differ materially from those projected in the statement. The law defines a forward-looking statement as ... • A statement containing...
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Financial Statement Analysis and Business Valuation for the Practical Lawyer

Robert B. Dickie - 2006 - 442 páginas
...predictions of future performance, as long as each statement ". . . is accompanied by a cautionary statement identifying important factors that could cause actual results to differ materially from those in the forward-looking statement" or the defendant did not commit actual fraud.20 Being able to demonstrate...
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United States Securities Law: A Practical Guide

James M. Bartos, Jim Bartos - 2006 - 326 páginas
...are satisfied as long as (a) such statements are identified as such, containing cautionary language identifying important factors that could cause actual results to differ materially from those in such statements and identify the documents that contain such factors or (b) the complaining party cannot...
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Securities Litigation Abuses: Hearing Before the Subcommittee on ..., Volumen4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1998 - 256 páginas
...forward-looking statements, such as projections and estimates, made by an issuer, as long as it is accompanied by "meaningful cautionary statements identifying important...cause actual results to differ materially" from those projected in the forward-looking statement. • Class Action Reforms. In class actions under the Securities...
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