... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. Annual Report of the SEC. - Página 109por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 514 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...consistent with the protection of investors and the purOQ "" poses fairly intended by the policy and provisions of this 24 title." 25 SEC. 27. (a) Section... | |
| United States. Congress. Senate. Banking and Currency Committee - 1969 - 468 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...consistent with the protection of investors and the purO-3 poses fairly intended by the policy and provisions of this 24 title." 25 SEO. 27. (a) Section... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1969 - 142 páginas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to sales load... | |
| United States. Securities and Exchange Commission - 1952 - 968 páginas
...application of Section 17 (b) to this case. Section 6 (c) provides for such exemptions only when "necessary or appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions of this title." Section 6 (c) thus remits us to the provisions of the Act specifically governing the kind... | |
| United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1981 - 1192 páginas
...Internal Revenue Code of 1954, if and to the extent that the Commission determines this to be necessary or appropriate in the public interest and consistent...purposes fairly intended by the policy and provisions of this title." Sec. 2. That section 3(a)(5) of the Securities Act of 1933 (15 USC S77c(a)(5)) is amended... | |
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