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" ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. "
Annual Report of the SEC. - Página 109
por United States. Securities and Exchange Commission - 1963
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Securities Acts Amendments, 1959: Hearings Before a Subcommittee of the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title. We suggest the addition of this subdivision as section 211 (c) with the remaining provisions...
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SEC Legislation: Hearings Before a Subcommittee of the Committee on Banking ...

United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities - 1959 - 660 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title. (d) The Commission, by rules and regulations or order, shall exempt a closed-end investment...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen359

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1959 - 790 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title." 65 HARLAN, J., dissenting. tracts are subject to the Federal Acts might require some modification...
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SEC Legislation, Hearings Before a Subcommittee ...,86-1 on ..., Volúmenes22-23

United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to sales load...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of invest6rs that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to...
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Small Business Investment Act Amendments, 1959: Hearings Before Subcommittee ...

United States. Congress. House. Committee on Banking and Currency. Subcommittee No. 3 - 1960 - 236 páginas
...interest under the prescribed conditions, as well as the policy expressed in section 2(b) of the act, is appropriate in the public interest and consistent...fairly intended by the policy and provisions of the Investment Company Act of 1940. This action Is taken pursuant to the provisions of sections 6(c) and...
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Small Business Investment Act -- 1960, Hearings Before ... 86-2, Review of ...

United States. Congress. Senate. Select Committee on Small Business - 1960 - 482 páginas
...interest under the prescribed conditions, as well as the policy expressed in section 2(b) of the act, is appropriate in the public interest and consistent...fairly, intended by the policy and provisions of the Investment Company Act of 1940. This action is taken pursuant to the provisions of sections 6(c) and...
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Small Business Investment Act Amendments, 1959: Hearings Before Subcommittee ...

United States Congress. House. Banking and Currency Committee - 1960 - 226 páginas
...interest under the prescribed conditions, as well as the policy expressed in section 2(b) of the act, is appropriate in the public interest and consistent...fairly intended by the policy and provisions of the Investment Company Act of 1940. This action is taken pursuant to the provisions of sections 6(c) and...
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Small Business Investment Act Amendments of 1961: Hearings Before ...

United States. Congress. House. Committee on Banking and Currency. Subcommittee No. 2 - 1961 - 146 páginas
...policy and provisions of this title." It is our belief that the proposed exemption is necessary and appropriate in the public interest and consistent with the protection of investors. Without this exemption, thousands of the present stockholders of SBIC's could be subject to erratic...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1961 - 428 páginas
...policy and provisions of this title." It is our belief that the proposed exemption is necessary and appropriate in the public interest and consistent with the protection of investors. Without this exemption, thousands of the present stockholders of SBIC's could be subject to erratic...
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