... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title. Annual Report of the SEC. - Página 109por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1960 - 442 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title. We suggest the addition of this subdivision as section 211 (c) with the remaining provisions... | |
| United States. Congress. Senate. Banking and Currency Committee - 1959 - 658 páginas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of investors that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to sales load... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1959 - 2024 páginas
...relatively higher operating costs and that in order to make due allowance therefor it is necessary or appropriate in the public interest and consistent with the protection of invest6rs that a provision or provisions of paragraph (1), (2), or (3) of subsection (a) relative to... | |
| United States. Congress. Senate. Select Committee on Small Business - 1960 - 482 páginas
...interest under the prescribed conditions, as well as the policy expressed in section 2(b) of the act, is appropriate in the public interest and consistent...fairly, intended by the policy and provisions of the Investment Company Act of 1940. This action is taken pursuant to the provisions of sections 6(c) and... | |
| United States Congress. House. Banking and Currency Committee - 1960 - 226 páginas
...interest under the prescribed conditions, as well as the policy expressed in section 2(b) of the act, is appropriate in the public interest and consistent...fairly intended by the policy and provisions of the Investment Company Act of 1940. This action is taken pursuant to the provisions of sections 6(c) and... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1961 - 428 páginas
...policy and provisions of this title." It is our belief that the proposed exemption is necessary and appropriate in the public interest and consistent with the protection of investors. Without this exemption, thousands of the present stockholders of SBIC's could be subject to erratic... | |
| |