 ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.  Annual Report of the SEC. - Página 109por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. Senate. Select Committee on Small Business - 1962 - 494 páginas
...particular occasion should arise in which it can be positively demonstrated that it is necessaiy and appropriate in the public interest and consistent with the protection of investors and the purposes of the Investment Company Act to grant an investment banker an exemption from the provisions of section... | |
 | United States. Congress. House. Committee on Ways and Means - 1963 - 564 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title." It Is therefore strongly urged that the bill, If recommended by the committee, contain... | |
 | United States. Congress. House. Government Operations - 1963 - 212 páginas
...Mr. Chairman. This broad exemptive provision indicates that it can be exercised where it is necessary or appropriate in the public interest, and consistent with the protection of investors. I have seen a publication by the Comptroller which states that the protections afforded by the revised... | |
 | United States. Congress. House. Committee on Government Operations - 1963 - 206 páginas
...Mr. Chairman. This broad exemptive provision indicates that it can be exercised where it is necessary or appropriate in the public interest, and consistent with the protection of investors. I have seen a publication by the Comptroller which states that the protections afforded by the revised... | |
 | United States. Congress. House. Select Committee on Small Business - 1964 - 264 páginas
...transaction or any class of persons or transactions from any provision of the act if and to the extent that such exemption is necessary or appropriate in the...intended by the policy and provisions of the act. Section 38 (a) of the act authorizes the Commission to issue such rules as are necessary or appropriate... | |
 | United States. Congress. House. Select Committee on Small Business - 1964 - 258 páginas
...transaction or any class of persons or transactions from any provision pf the act if and to the extent that such exemption is necessary or appropriate in the...intended by the policy and provisions of the act. Section 38(a) of the act authorizes the Commission to issue such rules as are necessary or appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1964 - 1234 páginas
...or any rule or regulation promulgated by him under authority of this Act, if and to the extent that such exemption is ^necessary or appropriate in the...public interest and consistent with the protection of settlors, contributors, and beneficiaries and the purposes fairly intended by the policy and provisions... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1965 - 140 páginas
...or any rule or regulation promulgated by him under authority of this Act, if and to the extent that such exemption is necessary or appropriate in the...public interest and consistent with the protection of settlors, contributors, and beneficiaries and the purposes fairly intended by the policy and provisions... | |
 | United States Congress. House. Banking and Currency Committee - 1965 - 392 páginas
...exemption from this provision if it was able to find, and did find, that such exemption was necessary or appropriate in the public interest and consistent...with the protection of investors and the purposes of the Investment Company Act, which, as the chairman pointed out, has purposes other than those of... | |
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