 ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.  Annual Report of the SEC. - Página 109por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
 | United States. Congress. House. Select Committee on Small Business - 1968 - 412 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title." Statement of Grounds for Application We submit that the requested exemption is "necessary"... | |
 | United States. Congress. House. Select Committee on Small Business - 1968 - 418 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title." Statement of Grounds for Application We submit that the requested exemption is "necessary"... | |
 | United States. Congress. House. Interstate and Foreign Commerce - 1968 - 194 páginas
...administered collective funds for these plans if and to the extent that the Commission determines that such exemption is necessary or appropriate in the...interest and consistent with the protection of investors. Tins would eliminate automatic exemption for all collective employee funds administered by banks or... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1968 - 1288 páginas
...administered collective funds for these plans if and to the extent that the Commission determines that such exemption is necessary or appropriate in the...interest and consistent with the protection of investors. This would eliminate automatic exemption for all collective employee funds administered by banks or... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1968 - 182 páginas
...advisory compensation in proposed section 205(1) of the Advisers Act if and to the extent such action is appropriate in the public interest and consistent with the protection of investors and the policy of the act. SECTIONS 23 AND 24 AMENDING THE ACT BY STRENGTHENING DISCIPLINARY CONTROLS OVER... | |
 | United States. Congress. House. Appropriations - 1969 - 1370 páginas
...exempt any person, security, or transaction from any provision of the Act if and to the extent that such exemption is necessary or appropriate In the...provisions of the Act. Other Sections, such as 6(d), 9(b), 10(1). 17(b), 17(d) and 23(c), contain specific provisions and standards pursuant to which the Commission... | |
 | United States. Congress. House. Committee on Ways and Means - 1969 - 52 páginas
...provision or provisions of this title or of any rule or regulation thereunder, if and to the extent that such exemption is necessary or appropriate in the...purposes fairly intended by the policy and provisions of this title. Regulations [1 47,531] EXEMPTION FOR SUBSIDIARIES ORGANIZED TO FINANCE THE FOREIGN OPERATIONS... | |
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