 | 2000
...statements made, in light of the circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. (2) As a means reasonably designed to prevent fraudulent, deceptive or manipulative acts or practices... | |
 | 1996
...make the statements made, In light of the circumstances under which they are made, not misleading; (3) To engage in any act, practice, or course of business...operates or would operate as a fraud or deceit upon any such registered investment company; or (4) To engage in any manipulative practice with respect to such... | |
 | United States. Securities and Exchange Commission - 1953
...statements made, in the light of the clrcometun under which they were made, not misleading, or "(3) To engage in any act, practice, or course of business...wooM operate as a fraud or deceit upon any person, in connection with the purchase or sale st any security." Section 15 (c) (1) provides In pertinent part... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
...statements made, in the light of the circumstances under which they are made, not misleading ; or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. SEC. 102. ADVISORY ACTIVITIES. — (a) It shall be unlawful for any person licensed under these regulations... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1962 - 59 páginas
...statements made, in the light of the circumstances under which they are made, not misleading ; or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. their purchase or sale, whether through the issuance of analyses or reports or otherwise — (1) to... | |
 | 1964
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78J) [13 FR 8183,... | |
 | United States. Congress. Senate. District of Columbia - 1964 - 131 páginas
...necessary in order to make the statments made, in the light of the circumstances in which they are made, not misleading; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
 | United States. Congress. House. Committee on the District of Columbia - 1964
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District... | |
| |
... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... 
