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" ... (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Página 234
1985
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Hearings, Reports and Prints of the Senate Committee on the District of Columbia

United States. Congress. Senate. Committee on the District of Columbia - 1964
...necessary in order to make the statments made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District...
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Regulating the Sale of Securities: Hearing...88-1...May 2, 1963

United States. Congress. House. District of Columbia - 1964 - 165 páginas
...necessary in order to make the statements made, in the light of the circumstances in which they are made, not misleading ; or (c) to engage in any act,...would operate as a fraud or deceit upon any person. LICENSE REQUIREMENT SEC. 4. (a) It shall be unlawful for any person to transact business in the District...
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Industry in Britain: Organisation and Production

Great Britain. Central Office of Information. Reference Division - 1964 - 21 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." Note that the Rule applies to "any" person and...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967
...instrumentality of interestate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...would operate as a fraud or deceit upon any person, 66-035 O-^67-21 in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15...
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Reports of the Tax Court of the United States, Volumen65

United States. Tax Court - 1975
...interstate commerce, or of the mails * * * (a) To employ any device, scheme, or artifice to defraud, (c) To engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security. The facts are not generally in dispute. Petitioner...
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Role of Giant Corporations: Hearings, Ninety-first Congress ..., Volumen2,Parte2

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 5895 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person in connection with the purchase or sale of any security" (Rule X-10 B-5 of the Securities and Exchange...
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Ius Privatum Gentium

Ernst von Caemmerer, Max Rheinstein, Soia Mentschikoff, Konrad Zweigert - 1969 - 1132 páginas
...statements made, in the light of the circumstances under which they were made, not misleading, or 3. to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security." 11 Durch „derivative suits" können Aktionäre...
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Wisconsin Session Laws, Volumen1

Wisconsin - 1969
...statements made, in the light of the circumstances under which they are made, not misleading; or (3) To engage in any act, practice or course of business...would operate as a fraud or deceit upon any person. 551.42 MARKET MANIPULATION. It is unlawful for any person, directly or indirectly, in this state: (1)...
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Mutual Assistance in Criminal and Business Regulatory Matters

William C. Gilmore - 1995 - 421 páginas
...statement made, in light of the circumstances under which it was made, not misleading; or (iii) dishonestly to engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person; (i) "Foreign corrupt practices" which means the corrupt offering, paying, or making of inducements...
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Corporate Misconduct: The Legal, Societal, and Management Issues

Margaret P. Spencer, Ronald R. Sims - 1995 - 215 páginas
...statement of a material fact; omit to state a material fact without which the information is misleading; or engage in any act, practice, or course of business...would operate as a fraud or deceit upon any person. Rule 10b-5 applies to any purchase or sale of any security, whether it is registered under the 1934...
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